FIRST ALLIED SECURITIES, INC. Information

655 W. BROADWAY, 12TH FLOOR, SAN DIEGO, California, 92101, (619) 702-9600

Report Date: 06/30/2012

Position Statistics:

Total Positions 2,298
New Positions 66
Increased Positions 623
Decreased Positions 755
Positions with Activity 1,378
Sold Out Positions 0
Total Mkt Value
(in $ millions)
774

Sector Weighting

Basic Materials 2.39%
Capital Goods 2.44%
Conglomerates 0.11%
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 4.9%
Energy 5.98%
Financial 53.59%
Healthcare 5.8%
Services 9.88%
Technology 7.49%
Transportation 1.24%
Utilities 4.26%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

66 New Positions as of 06/30/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
MAIN STREET CAPITAL CORP COM 814 814 New 27,400
EAGLE ROCK ENERGY PARTNERS LP UNIT 666 666 New 76,245
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 286 286 New 13,210
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 251 251 New 10,943
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 163 163 New 7,291
COLUMBIA BKG SYS INC COM 152 152 New 7,002
WISDOMTREE TR MID EAST DIVD 126 126 New 7,000
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 125 125 New 5,729
REVOLUTION LIGHTING TECHNOLOGI COM 89 89 New 25,000
OCWEN FINL CORP COM NEW 74 74 New 1,800
NUVERRA ENVIRONMENTAL SOLUTION COM 69 69 New 18,580
SBA COMMUNICATIONS CORP COM 63 63 New 801
PIONEER DIV HIGH INCOME TRUST COM 58 58 New 2,602
TICC CAPITAL CORP COM 50 50 New 5,075
ISHARES TR DJ BROKER-DEAL 47 47 New 1,600
LENNAR CORP CL A 43 43 New 1,000
HAIN CELESTIAL GROUP INC COM 43 43 New 625
FEI CO COM 39 39 New 550
ICAHN ENTERPRISES LP DEPOSITARY UNIT 38 38 New 502
3-D SYS CORP DEL COM NEW 35 35 New 750

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