FIRST ALLIED SECURITIES, INC. Information

655 W. BROADWAY, 12TH FLOOR, SAN DIEGO, California, 92101, (619) 702-9600

Report Date: 06/30/2012

Position Statistics:

Total Positions 2,298
New Positions 66
Increased Positions 623
Decreased Positions 755
Positions with Activity 1,378
Sold Out Positions 0
Total Mkt Value
(in $ millions)
774

Sector Weighting

Basic Materials 2.39%
Capital Goods 2.44%
Conglomerates 0.11%
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 4.9%
Energy 5.98%
Financial 53.59%
Healthcare 5.8%
Services 9.88%
Technology 7.49%
Transportation 1.24%
Utilities 4.26%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

623 INCREASED Positions as of 06/30/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
SMITH & WESSON HLDG CORP COM 7 7.41 725
SCHWEITZER-MAUDUIT INTL INC COM 6 6 New 138
DELCATH SYS INC COM 6 3 97.47 15,600
CASEYS GEN STORES INC COM 6 6 New 100
TSAKOS ENERGY NAVIGATION LTD SHS 6 1 30.74 1,242
LIMELIGHT NETWORKS INC COM 6 2 50 3,000
EATON VANCE MICH MUN BD FD COM 6 1.46 418
UNITED STS GASOLINE FD LP UNITS 6 6 New 100
ARMOUR RESIDENTIAL REIT INC COM 6 3 100 1,000
MACK CALI RLTY CORP COM 5 5 New 200
ADVANCE AUTO PARTS INC COM 5 1 18.87 63
CROWN HOLDINGS INC COM 5 1 37.08 122
GREAT PLAINS ENERGY INC COM 5 5 952.38 221
PROSHARES TR SHT BASIC MAT 5 5 New 150
AFFYMETRIX INC COM 5 5 New 1,250
DIANA SHIPPING INC COM 5 4 487.01 452
ISHARES TR RESIDENT PLS CAP 5 5 New 83
PRINCIPAL FINL GROUP INC COM 5 5 New 121
AMERICAN SUPERCONDUCTOR CORP COM 4 4 1,000 1,650
DEUTSCHE BK AG LONDON BRH PS CR OIL SH ETN 4 4 New 100

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