FIRST ALLIED SECURITIES, INC. Information

655 W. BROADWAY, 12TH FLOOR, SAN DIEGO, California, 92101, (619) 702-9600

Report Date: 06/30/2012

Position Statistics:

Total Positions 2,298
New Positions 66
Increased Positions 623
Decreased Positions 755
Positions with Activity 1,378
Sold Out Positions 0
Total Mkt Value
(in $ millions)
783

Sector Weighting

Basic Materials 2.41%
Capital Goods 2.43%
Conglomerates 0.11%
Consumer Cyclical 1.2%
Consumer/Non-Cyclical 4.88%
Energy 5.9%
Financial 53.59%
Healthcare 5.7%
Services 10.07%
Technology 7.48%
Transportation 1.23%
Utilities 4.28%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

1,378 Activity Positions as of 06/30/2012

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
RYDEX ETF TRUST GUG S&P500 EQ WT 3,487 -827 (19.17) 54,591
POWERSHARES DB CMDTY IDX TRACK UNIT BEN INT 3,455 -397 (10.3) 131,985
BANK OF AMERICA CORPORATION COM 3,455 -231 (6.27) 257,262
ISHARES TR BARCLYS 7-10 YR 3,374 3,017 845.67 31,557
COCA COLA CO COM 3,364 -472 (12.32) 78,288
DUKE ENERGY CORP NEW COM NEW 3,363 -21 (0.61) 46,963
PEPSICO INC COM 3,353 473 16.41 40,009
ISHARES TR BARCLYS 1-3YR CR 3,305 -332 (9.14) 31,307
PFIZER INC COM 3,292 19 .59 113,669
ENTERPRISE PRODS PARTNERS L P COM 3,287 -498 (13.15) 53,387
ISHARES TR SMLL CORE INDX 3,171 -7 (0.21) 27,827
ISHARES TR S&P 500 VALUE 3,163 -1,132 (26.35) 40,289
FORD MTR CO DEL COM PAR $0.01 3,137 657 26.51 207,993
ISHARES TR MSCI EAFE INDEX 3,106 460 17.41 49,262
JPMORGAN CHASE & CO COM 3,037 346 12.88 58,063
ISHARES TR JPMORGAN USD 3,020 373 14.09 25,253
ISHARES TR BARCLYS 1-3 YR 3,003 287 10.56 35,557
CATERPILLAR INC DEL COM 2,945 271 10.14 33,597
ISHARES TR US PFD STK IDX 2,935 91 3.21 71,735
AMERICAN CAPITAL AGENCY CORP COM 2,889 738 34.32 97,451

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