FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2014

Position Statistics

Total Positions 215
New Positions 43
Increased Positions 122
Decreased Positions 89
Positions with Activity 211
Sold Out Positions 48
Total Mkt Value (in $ millions) 712

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.65%
Capital Goods 1.83%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 5.1%
Energy 4.55%
Financial 63.22%
Healthcare 3.67%
Services 8.7%
Technology 4.64%
Transportation
Utilities 3.34%

215 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MBS ETF 24,446 -2,207 (8.28) 226,713
ISHARES TR IBOXX INV CP ETF 21,814 -2,978 (12.01) 182,601
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 16,871 -8,608 (33.79) 398,194
ISHARES 1-3 YR CR BD ETF 15,770 193 1.24 149,564
SELECT SECTOR SPDR TR TECHNOLOGY 14,747 -542 (3.55) 371,286
VANGUARD BD INDEX FD INC INTERMED TERM 13,124 13,124 New 154,875
VANGUARD BD INDEX FD INC SHORT TRM BOND 13,018 13,018 New 162,378
ISHARES U.S. PFD STK ETF 12,948 667 5.43 324,676
POWERSHARES ETF TR II S&P500 LOW VOL 12,584 12,116 2,592.50 358,506
VANGUARD MALVERN FDS STRM INFPROIDX 11,569 1,633 16.44 231,336
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 11,352 -5,795 (33.8) 252,832
CHEVRON CORP NEW COM 11,273 626 5.88 84,398
SPDR SER TR SHT TRM HGH YLD 11,169 634 6.02 364,865
PROSHARES TR PSHS ULSHT SP500 10,945 10,945 New 439,912
COHEN & STEERS INFRASTRUCTURE COM 10,872 34 .31 446,870
ISHARES TR 1-3 YR TR BD ETF 10,627 5,139 93.65 125,775
TORTOISE ENERGY INFRSTRCTR CP COM 10,431 323 3.19 215,154
APPLE INC COM 9,826 89 .91 100,604
BLACKROCK ENERGY & RES TR COM 9,801 601 6.54 360,215
ISHARES NAT AMT FREE BD 9,466 -1,690 (15.15) 86,785