FIRST ALLIED ADVISORY SERVICES, INC. Information

655 W. BROADWAY 12TH FLOOR, SAN DIEGO, California, 92101, (619) 881-5148

Report Date: 12/31/2015

Position Statistics

Total Positions 1,176
New Positions 132
Increased Positions 644
Decreased Positions 504
Positions with Activity 1,148
Sold Out Positions 87
Total Mkt Value (in $ millions) 1,956

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.73%
Capital Goods 2.43%
Conglomerates 0.04%
Consumer Cyclical 1.47%
Consumer/Non-Cyclical 4.74%
Energy 2.97%
Financial 53.84%
Healthcare 5.84%
Services 9.81%
Technology 8.63%
Transportation 1.3%
Utilities 2.07%

1,176 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 51,519 5,590 12.17 249,690
APPLE INC COM 38,336 -1,575 (3.95) 408,962
VANGUARD INDEX FDS TOTAL STK MKT 30,606 5,146 20.21 290,073
ISHARES TR CORE US AGGBD ET 30,001 8,418 39.00 270,546
ISHARES TR MBS ETF 25,007 5,059 25.36 228,585
ISHARES TR 1-3 YR TR BD ETF 24,952 -29,480 (54.16) 293,520
VANGUARD BD INDEX FD INC TOTAL BND MRKT 21,249 -228 (1.06) 256,108
VANGUARD INDEX FDS REIT ETF 20,036 2,554 14.61 244,852
ISHARES TR U.S. PFD STK ETF 19,962 5,736 40.32 509,507
SELECT SECTOR SPDR TR TECHNOLOGY 18,975 4,379 30.00 450,398
SPDR INDEX SHS FDS S&P INTL ETF 17,701 17,384 5,476.66 483,106
FACEBOOK INC CL A 16,715 419 2.57 142,160
ISHARES TR 7-10 Y TR BD ETF 15,694 -5,256 (25.09) 142,672
JOHNSON & JOHNSON COM 15,642 1,093 7.52 139,559
ISHARES TR IBOXX INV CP ETF 14,414 -2,045 (12.43) 119,790
VERIZON COMMUNICATIONS INC COM 14,017 6,696 91.45 275,175
EXXON MOBIL CORP COM 13,727 -1,745 (11.28) 155,285
POWERSHARES QQQ TRUST UNIT SER 1 13,715 7,093 107.10 129,726
REALTY INCOME CORP COM 13,321 -394 (2.87) 225,014
BOEING CO COM 13,084 266 2.07 97,065