FIRST ALLIED ADVISORY SERVICES, INC. Information

15455 CONWAY ROAD, CHESTERFIELD, Missouri, 63017-6032, (619) 881-5148

Report Date: 06/30/2014

Position Statistics

Total Positions 1,121
New Positions 123
Increased Positions 564
Decreased Positions 497
Positions with Activity 1,061
Sold Out Positions 147
Total Mkt Value (in $ millions) 1,369

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.02%
Capital Goods 1.96%
Conglomerates 0.08%
Consumer Cyclical 0.97%
Consumer/Non-Cyclical 3.67%
Energy 4.56%
Financial 55.27%
Healthcare 5.62%
Services 11.48%
Technology 6.15%
Transportation 1.13%
Utilities 3.31%

1,121 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 24,001 6,616 38.06 119,807
ISHARES TR RUSSELL 2000 ETF 23,558 -13,435 (36.32) 201,693
ISHARES TR CORE S&P500 ETF 17,713 -12,923 (42.18) 87,842
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 17,701 1,481 9.13 67,754
ISHARES TR 7-10 Y TR BD ETF 15,263 13,162 626.36 146,114
AMERICAN RLTY CAP PPTYS INC COM 15,043 1,032 7.37 1,144,843
AT&T INC COM 14,116 1,210 9.37 409,150
ISHARES TR CORE S&P MCP ETF 13,963 12,516 865.45 97,375
EXXON MOBIL CORP COM 13,632 390 2.95 136,811
GENERAL ELECTRIC CO COM 12,654 495 4.07 486,522
NEW YORK REIT INC COM 12,401 12,401 New 1,189,010
ISHARES TR SP SMCP600VL ETF 11,481 1,041 9.97 100,239
ISHARES U.S. PFD STK ETF 11,280 2,202 24.26 282,073
ISHARES TR MSCI EAFE ETF 9,846 1,449 17.26 147,155
MICROSOFT CORP COM 9,402 417 4.64 208,902
JOHNSON & JOHNSON COM 9,186 188 2.09 88,809
INTERNATIONAL BUSINESS MACHS COM 8,778 260 3.05 45,485
INTEL CORP COM 8,701 17 .19 250,020
VANGUARD BD INDEX FD INC SHORT TRM BOND 8,371 -2,813 (25.15) 104,358
VERIZON COMMUNICATIONS INC COM 8,337 142 1.73 169,287