FIRST ALLIED ADVISORY SERVICES, INC. Information

15455 CONWAY ROAD, CHESTERFIELD, Missouri, 63017-6032, (619) 881-5148

Report Date: 06/30/2014

Position Statistics

Total Positions 1,119
New Positions 122
Increased Positions 563
Decreased Positions 496
Positions with Activity 1,059
Sold Out Positions 146
Total Mkt Value (in $ millions) 1,349

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2%
Capital Goods 1.96%
Conglomerates 0.08%
Consumer Cyclical 0.97%
Consumer/Non-Cyclical 3.71%
Energy 4.42%
Financial 55.32%
Healthcare 5.7%
Services 11.39%
Technology 6.19%
Transportation 1.15%
Utilities 3.35%

1,119 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 23,839 6,572 38.06 119,807
ISHARES TR RUSSELL 2000 ETF 23,015 -13,126 (36.32) 201,693
ISHARES TR CORE S&P500 ETF 17,591 -12,834 (42.18) 87,842
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 17,485 1,462 9.13 67,754
ISHARES TR 7-10 Y TR BD ETF 15,038 12,968 626.36 146,114
AMERICAN RLTY CAP PPTYS INC COM 14,230 976 7.37 1,144,843
AT&T INC COM 14,193 1,216 9.37 409,150
ISHARES TR CORE S&P MCP ETF 13,796 12,367 865.45 97,375
EXXON MOBIL CORP COM 13,174 377 2.95 136,811
GENERAL ELECTRIC CO COM 12,611 493 4.07 486,522
NEW YORK REIT INC COM 12,366 12,366 New 1,189,010
ISHARES TR SP SMCP600VL ETF 11,229 1,018 9.97 100,239
ISHARES U.S. PFD STK ETF 11,074 2,162 24.26 282,073
ISHARES TR MSCI EAFE ETF 9,695 1,427 17.26 147,155
MICROSOFT CORP COM 9,660 429 4.64 208,902
JOHNSON & JOHNSON COM 9,300 190 2.09 88,809
INTERNATIONAL BUSINESS MACHS COM 8,724 259 3.05 45,485
INTEL CORP COM 8,636 17 .19 250,020
VANGUARD BD INDEX FD INC SHORT TRM BOND 8,349 -2,806 (25.15) 104,358
VERIZON COMMUNICATIONS INC COM 8,221 140 1.73 169,287