CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2013

Position Statistics

Total Positions 803
New Positions 117
Increased Positions 500
Decreased Positions 264
Positions with Activity 764
Sold Out Positions 43
Total Mkt Value (in $ millions) 1,332

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.82%
Capital Goods 2%
Conglomerates
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 5.53%
Energy 7.93%
Financial 53.35%
Healthcare 5.54%
Services 8.41%
Technology 7.68%
Transportation 1.38%
Utilities 3.84%

803 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACADIA PHARMACEUTICALS COM -167 Sold Out 0
ALTERA CORP COM -247 Sold Out 0
AVAGO TECHNOLOGIES LTD SHS -304 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -123 Sold Out 0
BED BATH & BEYOND INC COM -206 Sold Out 0
BEMIS INC COM -235 Sold Out 0
BLACKROCK MUNIASSETS FD INC COM -155 Sold Out 0
CAMERON INTERNATIONAL CORP COM -311 Sold Out 0
CAMPBELL SOUP CO COM -276 Sold Out 0
CATHAY GEN BANCORP COM -536 Sold Out 0
CELLDEX THERAPEUTICS INC NEW COM -123 Sold Out 0
CENTRAL GOLDTRUST TR UNIT -205 Sold Out 0
CONSOLIDATED COMM HLDGS INC COM -200 Sold Out 0
EATON VANCE LTD DUR INCOME FD COM -165 Sold Out 0
ECA MARCELLUS TR I COM UNIT -88 Sold Out 0
GABELLI GLOBL UTIL & INCOME TR COM SH BEN INT -276 Sold Out 0
GOLDCORP INC NEW COM -391 Sold Out 0
INFINITY PHARMACEUTICALS INC COM -214 Sold Out 0
ISHARES MSCI BRZ CAP ETF -262 Sold Out 0
ISHARES JP MOR EM MK ETF -272 Sold Out 0