CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 09/30/2014

Position Statistics

Total Positions 880
New Positions 82
Increased Positions 462
Decreased Positions 382
Positions with Activity 844
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,505

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.27%
Capital Goods 1.86%
Conglomerates 0.04%
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 5.5%
Energy 6.21%
Financial 53.86%
Healthcare 5.39%
Services 9.43%
Technology 7.57%
Transportation 1.17%
Utilities 4.25%

880 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ABERDEEN ISRAEL FUND INC COM -542 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS -246 Sold Out 0
ASIA PAC FD INC COM -197 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -209 Sold Out 0
BLACKROCK MUNIHOLDNGS QLTY INC COM -177 Sold Out 0
BOULDER TOTAL RETURN FD INC COM -246 Sold Out 0
CARLISLE COS INC COM -216 Sold Out 0
DISH NETWORK CORP CL A -244 Sold Out 0
DONNELLEY R R & SONS CO COM -237 Sold Out 0
EATON VANCE LTD DUR INCOME FD COM -144 Sold Out 0
ETFS PLATINUM TR SH BEN INT -179 Sold Out 0
FIRST TR EXCHANGE TRADED FD II CONSUMR DISCRE -550 Sold Out 0
FIRST TR ISE REVERE NAT GAS IN COM -213 Sold Out 0
FIRST TR STOXX EURO DIV FD COMMON SHS -170 Sold Out 0
GTX INC DEL COM -15 Sold Out 0
HANCOCK JOHN TAX-ADV DIV INCM COM -676 Sold Out 0
HELMERICH & PAYNE INC COM -203 Sold Out 0
HUNTINGTON BANCSHARES INC COM -110 Sold Out 0
INGERSOLL-RAND PLC SHS -240 Sold Out 0
INSTITUTIONAL FINL MKTS INC COM -22 Sold Out 0