CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2015

Position Statistics

Total Positions 874
New Positions 70
Increased Positions 464
Decreased Positions 363
Positions with Activity 827
Sold Out Positions 47
Total Mkt Value (in $ millions) 1,613

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.81%
Conglomerates 0.02%
Consumer Cyclical 0.75%
Consumer/Non-Cyclical 3.72%
Energy 5.36%
Financial 59.67%
Healthcare 4.36%
Services 7.96%
Technology 6.74%
Transportation 0.94%
Utilities 2.55%

874 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ADVANCE AUTO PARTS INC COM -819 Sold Out 0
ALLIANZGI EQUITY & CONV INCOME COM -247 Sold Out 0
AMERICAN TOWER CORP NEW COM -262 Sold Out 0
BLACKROCK CAPITAL INVESTMENT C COM -99 Sold Out 0
BP PRUDHOE BAY RTY TR UNIT BEN INT -100 Sold Out 0
CALAMOS ASSET MGMT INC CL A -90 Sold Out 0
CAPSTEAD MTG CORP COM NO PAR -115 Sold Out 0
CDK GLOBAL INC COM -198 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 -281 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 -206 Sold Out 0
DIREXION SHS ETF TR DLY NATRL GAS 3X -16 Sold Out 0
EXPEDIA INC DEL COM NEW -869 Sold Out 0
FIRST TR ISE REVERE NAT GAS IN COM -68 Sold Out 0
FIRSTENERGY CORP COM -227 Sold Out 0
FORTUNE BRANDS HOME & SEC INC COM -317 Sold Out 0
GABELLI UTIL TR COM -64 Sold Out 0
HALCON RES CORP COM PAR -4 Sold Out 0
ISHARES TR 3-7 YR TR BD ETF -362 Sold Out 0
ISHARES TR GLOB HLTHCRE ETF -287 Sold Out 0
ISHARES TR CORE US CR BD -220 Sold Out 0