CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2013

Position Statistics

Total Positions 803
New Positions 117
Increased Positions 500
Decreased Positions 264
Positions with Activity 764
Sold Out Positions 43
Total Mkt Value (in $ millions) 1,332

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.82%
Capital Goods 2%
Conglomerates
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 5.53%
Energy 7.93%
Financial 53.35%
Healthcare 5.54%
Services 8.41%
Technology 7.68%
Transportation 1.38%
Utilities 3.84%

803 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 1,387 144 11.54 12,988
ISHARES 1-3 YR CR BD ETF 715 29 4.26 6,780
ISHARES 1-3 YR TR BD ETF 1,277 -46 (3.5) 15,119
UBS AG LONDON BRH 2X LEV LNG LKD 199 -31 (13.64) 7,600
BARCLAYS BK PLC 30 YR TREAS BEAR 1,872 106 5.98 59,487
ISHARES 3-7 YR TR BD ETF 401 -65 (13.87) 3,322
ISHARES 7-10 Y TR BD ETF 486 -143 (22.72) 4,775
BT GROUP PLC ADR 209 209 New 3,360
NOVO-NORDISK A S ADR 1,045 84 8.77 23,680
TEVA PHARMACEUTICAL INDS LTD ADR 533 -101 (15.94) 10,479
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 376 -118 (23.95) 26,349
ISHARES AGGRES ALLOC ETF 769 8 1.00 17,024
MARKET VECTORS ETF TR AGRIBUS ETF 2,921 35 1.21 53,816
UBS AG JERSEY BRH ALERIAN INFRST 2,613 -39 (1.46) 64,158
JPMORGAN CHASE & CO ALERIAN ML ETN 12,601 -2,158 (14.62) 261,478
ALPS ETF TR ALERIAN MLP 1,483 288 24.16 82,052
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 4,808 -44 (0.92) 94,814
WISDOMTREE TR AUSTRALIA DIV FD 239 239 New 3,866
MARKET VECTORS ETF TR BIOTECH ETF 310 20 6.96 3,629
ADVISORSHARES TR BNY GRWTH ADR 2,332 -78 (3.25) 61,780