CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 06/30/2014

Position Statistics

Total Positions 843
New Positions 67
Increased Positions 499
Decreased Positions 297
Positions with Activity 796
Sold Out Positions 44
Total Mkt Value (in $ millions) 1,498

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.66%
Capital Goods 1.84%
Conglomerates 0.06%
Consumer Cyclical 0.69%
Consumer/Non-Cyclical 5.4%
Energy 6.81%
Financial 54.14%
Healthcare 5.39%
Services 8.47%
Technology 7.88%
Transportation 1.25%
Utilities 3.82%

843 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADOBE SYS INC COM -220 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -274 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -643 Sold Out 0
ALLIANZGI CONV & INCOME FD II COM -186 Sold Out 0
AMERISOURCEBERGEN CORP COM -286 Sold Out 0
BLACKROCK CORE BD TR SHS BEN INT -1,122 Sold Out 0
BT GROUP PLC ADR -220 Sold Out 0
CATALYST PHARM PARTNERS INC COM -80 Sold Out 0
CME GROUP INC COM -473 Sold Out 0
DR PEPPER SNAPPLE GROUP INC COM -282 Sold Out 0
ENBRIDGE INC COM -303 Sold Out 0
EXACTECH INC COM -473 Sold Out 0
FEDERATED ENHANC TREAS INCM FD COM SH BEN INT -215 Sold Out 0
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX -276 Sold Out 0
FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF -633 Sold Out 0
GLOBAL X FDS GLOBX SUPDV US -848 Sold Out 0
HEALTH NET INC COM -720 Sold Out 0
ICAHN ENTERPRISES LP DEPOSITARY UNIT -282 Sold Out 0
ISHARES US HLTHCR PR ETF -225 Sold Out 0
ISHARES US HOME CONS ETF -250 Sold Out 0