CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 03/31/2014

Position Statistics

Total Positions 826
New Positions 66
Increased Positions 493
Decreased Positions 302
Positions with Activity 795
Sold Out Positions 50
Total Mkt Value (in $ millions) 1,462

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.7%
Capital Goods 1.81%
Conglomerates 0.03%
Consumer Cyclical 0.72%
Consumer/Non-Cyclical 5.44%
Energy 7.71%
Financial 54.45%
Healthcare 5.43%
Services 8.19%
Technology 7.6%
Transportation 1.23%
Utilities 3.85%

826 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
MCGRAW HILL FINL INC COM -211 Sold Out 0
ALPINE GLOBAL DYNAMIC DIVD FD COM NEW -60 Sold Out 0
AUTODESK INC COM -374 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -248 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -417 Sold Out 0
C H ROBINSON WORLDWIDE INC COM NEW -883 Sold Out 0
CARDINAL HEALTH INC COM -423 Sold Out 0
CIGNA CORPORATION COM -739 Sold Out 0
CLEARBRIDGE ENERGY MLP FD INC COM -233 Sold Out 0
COACH INC COM -152 Sold Out 0
CREDIT SUISSE HIGH YLD BND FD SH BEN INT -38 Sold Out 0
DREYFUS MUN INCOME INC COM -223 Sold Out 0
EATON VANCE ENHANCED EQ INC FD COM -225 Sold Out 0
F M C CORP COM NEW -359 Sold Out 0
FERRELLGAS PARTNERS L.P. UNIT LTD PART -433 Sold Out 0
FIRST TR EXCHANGE TRADED FD II DJ GLBL DIVID -223 Sold Out 0
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT -172 Sold Out 0
HCA HOLDINGS INC COM -736 Sold Out 0
HEALTHCARE TR AMER INC CL A -138 Sold Out 0
HERCULES TECH GROWTH CAP INC COM -177 Sold Out 0