CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2013

Position Statistics

Total Positions 803
New Positions 117
Increased Positions 500
Decreased Positions 264
Positions with Activity 764
Sold Out Positions 43
Total Mkt Value (in $ millions) 1,332

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.82%
Capital Goods 2%
Conglomerates
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 5.53%
Energy 7.93%
Financial 53.35%
Healthcare 5.54%
Services 8.41%
Technology 7.68%
Transportation 1.38%
Utilities 3.84%

803 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES RUSSELL 3000 ETF 8,872 -10,900 (55.13) 79,502
ISHARES COHEN&STEER REIT 2,140 -6,509 (75.26) 25,433
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 40,558 -4,359 (9.71) 534,854
HATTERAS FINL CORP COM 5,785 -3,505 (37.73) 294,839
APPLE INC COM 29,277 -3,272 (10.05) 55,772
SPDR DOW JONES INDL AVRG ETF UT SER 1 5,911 -2,952 (33.31) 36,096
SELECT SECTOR SPDR TR SBI INT-FINL 1,255 -2,733 (68.54) 57,388
JPMORGAN CHASE & CO ALERIAN ML ETN 12,601 -2,158 (14.62) 261,478
AMERICAN RLTY CAP PPTYS INC COM 2,489 -1,840 (42.5) 187,256
MCDONALDS CORP COM 7,895 -1,657 (17.35) 78,754
ISHARES RUS 1000 VAL ETF 8,317 -1,537 (15.6) 86,308
ISHARES RUS 1000 GRW ETF 9,514 -1,518 (13.76) 110,961
ISHARES RUS MDCP VAL ETF 11,622 -1,449 (11.08) 169,994
ISHARES RUS MD CP GR ETF 6,225 -1,434 (18.72) 73,928
FACEBOOK INC CL A 1,465 -1,298 (46.98) 24,859
ISHARES RUSSELL 2000 ETF 6,395 -1,257 (16.42) 56,635
WESTERN UN CO COM -1,116 Sold Out 0
ABBVIE INC COM 2,560 -994 (27.97) 52,720
PETROLEUM & RES CORP COM 2,801 -874 (23.78) 97,479
ABBOTT LABS COM 2,334 -838 (26.42) 59,947