CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2014

Position Statistics

Total Positions 912
New Positions 92
Increased Positions 446
Decreased Positions 436
Positions with Activity 882
Sold Out Positions 97
Total Mkt Value (in $ millions) 1,431

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.25%
Capital Goods 1.93%
Conglomerates 0.06%
Consumer Cyclical 0.75%
Consumer/Non-Cyclical 4.54%
Energy 5.37%
Financial 56.74%
Healthcare 5.19%
Services 7.46%
Technology 8.35%
Transportation 1.12%
Utilities 3.99%

912 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARROW INVTS TR DWA TACTICAL ETF 123 123 New 11,790
EATON VANCE RISK MNGD DIV EQTY COM 119 New 11,050
NUVEEN QUALITY PFD INCOME FD COM 117 8 7.34 13,800
PUTNAM PREMIER INCOME TR SH BEN INT 113 39 53.31 21,618
REGIONS FINL CORP NEW COM 112 -12 (9.69) 11,256
MONOGRAM RESIDENTIAL TR INC COM 111 111 New 11,674
PDL BIOPHARMA INC COM 108 3 3.10 16,629
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 104 .26 28,238
VOYA PRIME RATE TR SH BEN INT 102 -14 (12.27) 18,261
SIRIUS XM HLDGS INC COM 101 5 5.33 26,279
BLACKROCK CAPITAL INVESTMENT C COM 98 New 10,735
AMBEV SA SPONSORED ADR 98 28 39.71 15,361
COMMUNICATIONS SALES&LEAS INC COM 95 5 5.49 3,130
RESOURCE CAP CORP COM 95 New 21,700
ALLIANZGI CONV & INCOME FD II COM 85 85 New 10,229
GABELLI EQUITY TR INC COM 83 83 New 12,801
MFS MULTIMARKET INCOME TR SH BEN INT 74 -52 (41.11) 11,462
SWIFT ENERGY CO COM 63 -5 (7.76) 21,400
CUSHING MLP TOTAL RETURN FD COM SHS 61 61 New 14,598
MANNKIND CORP COM 60 -10 (14.88) 14,305