CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 09/30/2014

Position Statistics

Total Positions 882
New Positions 82
Increased Positions 463
Decreased Positions 383
Positions with Activity 846
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,519

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.28%
Capital Goods 1.89%
Conglomerates 0.04%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 5.55%
Energy 6.38%
Financial 53.77%
Healthcare 5.39%
Services 9.11%
Technology 7.9%
Transportation 1.2%
Utilities 4.13%

882 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN CR STRATEGIES INCM FD COM SHS 127 -37 (22.6) 14,728
EATON VANCE RISK MNGD DIV EQTY COM 124 -236 (65.52) 11,050
TRANSOCEAN LTD REG SHS 124 124 New 6,612
PDL BIOPHARMA INC COM 123 New 16,129
COHEN & STEERS QUALITY RLTY FD COM 122 -157 (56.27) 10,105
MFS MULTIMARKET INCOME TR SH BEN INT 121 3 2.64 19,462
EMERGE ENERGY SVCS LP COM REP PARTN 118 118 New 1,932
RESOURCE CAP CORP COM 115 New 21,700
HANCOCK JOHN INV TRUST TAX ADV GLB SH 113 113 New 10,001
WESTERN ASSET EMRG MKT INCM FD COM 113 113 New 10,200
LINNCO LLC COMSHS LTD INT 112 17 17.44 10,329
VOYA PRIME RATE TR SH BEN INT 111 New 20,816
HALOZYME THERAPEUTICS INC COM 109 109 New 11,700
NUVEEN QUALITY PFD INCOME FD COM 104 1 .52 12,856
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 104 12 12.68 28,166
SWIFT ENERGY CO COM 104 4 4.51 23,200
LINN ENERGY LLC UNIT LTD LIAB 103 11 12.28 9,392
MANNKIND CORP COM 95 3 3.07 16,805
CLEAN ENERGY FUELS CORP COM 90 -19 (17.41) 17,077
BLACKROCK KELSO CAPITAL CORP COM 87 87 New 10,735