CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 06/30/2014

Position Statistics

Total Positions 843
New Positions 67
Increased Positions 499
Decreased Positions 297
Positions with Activity 796
Sold Out Positions 44
Total Mkt Value (in $ millions) 1,540

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.67%
Capital Goods 1.83%
Conglomerates 0.06%
Consumer Cyclical 0.71%
Consumer/Non-Cyclical 5.25%
Energy 7.12%
Financial 54.29%
Healthcare 5.22%
Services 8.51%
Technology 7.77%
Transportation 1.18%
Utilities 3.83%

843 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RITE AID CORP COM 91 -5 (4.88) 14,614
ARMOUR RESIDENTIAL REIT INC COM 88 10 12.60 20,884
MFS INTER INCOME TR SH BEN INT 81 -27 (24.74) 15,567
PUTNAM PREMIER INCOME TR SH BEN INT 77 .55 14,103
GENERAL MOLY INC COM 75 75 New 80,000
AMBEV SA SPONSORED ADR 73 New 10,065
BPZ RESOURCES INC COM 58 New 23,870
VIVUS INC COM 54 54 New 12,625
POLYMET MINING CORP COM 49 6 13.15 43,010
KINROSS GOLD CORP COM NO PAR 44 -2 (3.46) 11,164
HANSEN MEDICAL INC COM 44 44 New 35,000
THOMPSON CREEK METALS CO INC COM 31 31 New 10,826
INSTITUTIONAL FINL MKTS INC COM 26 New 12,500
GTX INC DEL COM 22 New 23,000
INTELLICHECK MOBILISA INC COM NEW 12 New 2,500
DOCUMENT SEC SYS INC COM 11 New 10,000
MAST THERAPEUTICS INC COM 6 New 10,000
MELA SCIENCES INC COM NEW 6 2 71.43 2,400
VERITIV CORP COM 5 (4.27) 112
ADOBE SYS INC COM -228 Sold Out 0