CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 09/30/2014

Position Statistics

Total Positions 883
New Positions 82
Increased Positions 464
Decreased Positions 383
Positions with Activity 847
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,525

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.33%
Capital Goods 1.88%
Conglomerates 0.04%
Consumer Cyclical 0.65%
Consumer/Non-Cyclical 5.44%
Energy 6.76%
Financial 53.78%
Healthcare 5.43%
Services 8.94%
Technology 7.82%
Transportation 1.18%
Utilities 3.99%

883 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DOW CHEM CO COM 5,087 -1,668 (24.7) 96,264
POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 4,688 -886 (15.89) 112,742
HATTERAS FINL CORP COM 4,620 -230 (4.75) 242,918
VANGUARD INDEX FDS SML CP GRW ETF 4,554 -189 (3.99) 36,087
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 4,550 -268 (5.57) 209,304
CENTRAL FD CDA LTD CL A 4,531 161 3.68 388,222
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 4,511 -438 (8.85) 171,086
CONOCOPHILLIPS COM 4,449 298 7.17 60,421
CISCO SYS INC COM 4,423 -466 (9.54) 164,538
PIMCO HIGH INCOME FD COM SHS 4,359 215 5.19 358,456
ALTRIA GROUP INC COM 4,311 248 6.10 87,546
ISHARES TR CORE US AGGBD ET 4,289 169 4.11 39,025
BOEING CO COM 4,244 -83 (1.92) 31,961
STARBUCKS CORP COM 4,209 199 4.96 52,767
POWERSHARES ETF TRUST II CEF INC COMPST 4,198 60 1.45 173,036
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 4,170 80 1.95 42,843
HOME DEPOT INC COM 4,154 -366 (8.09) 42,266
SOUTHERN CO COM 4,051 -89 (2.16) 85,735
ISHARES TR U.S. REAL ES ETF 3,928 58 1.49 51,823
SPDR DOW JONES INDL AVRG ETF UT SER 1 3,915 -1,069 (21.45) 22,029