CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2013

Position Statistics

Total Positions 803
New Positions 117
Increased Positions 500
Decreased Positions 264
Positions with Activity 764
Sold Out Positions 43
Total Mkt Value (in $ millions) 1,332

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.82%
Capital Goods 2%
Conglomerates
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 5.53%
Energy 7.93%
Financial 53.35%
Healthcare 5.54%
Services 8.41%
Technology 7.68%
Transportation 1.38%
Utilities 3.84%

803 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITEDHEALTH GROUP INC COM 341 53 18.55 4,500
MORGAN STANLEY ASIA PAC FD INC COM 340 New 21,250
ALLIANCEBERNSTEIN GBL HGH INCM COM 339 -8 (2.23) 23,222
TORTOISE NORTH AMRN ENRGY CORP COM 338 338 New 11,619
APACHE CORP COM 337 107 46.57 3,956
WISDOMTREE TR SMALLCAP DIVID 331 42 14.35 4,877
SPDR SERIES TRUST S&P BK ETF 331 -21 (6.08) 10,098
BROWN FORMAN CORP CL B 331 -1 (0.4) 3,721
ZIMMER HLDGS INC COM 330 -3 (1.01) 3,631
AMERICAN INTL GROUP INC COM NEW 330 -218 (39.83) 6,494
VANGUARD WORLD FDS ENERGY ETF 328 328 New 2,456
CORE LABORATORIES N V COM 328 58 21.27 1,528
WEINGARTEN RLTY INVS SH BEN INT 328 74 29.07 10,655
GENERAL MTRS CO COM 327 -36 (9.94) 9,634
ISHARES RUS 3000 VAL ETF 327 -18 (5.13) 2,590
GOLDMAN SACHS GROUP INC COM 327 38 13.08 2,075
AUTODESK INC COM 326 -14 (4.13) 6,729
NUVEEN MUN OPPORTUNITY FD INC COM 326 326 New 23,700
CHIMERA INVT CORP COM 324 8 2.43 104,025
POWERSHARES ETF TRUST WATER RESOURCE 323 -39 (10.8) 12,247