CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2013

Position Statistics

Total Positions 803
New Positions 117
Increased Positions 500
Decreased Positions 264
Positions with Activity 764
Sold Out Positions 43
Total Mkt Value (in $ millions) 1,332

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.82%
Capital Goods 2%
Conglomerates
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 5.53%
Energy 7.93%
Financial 53.35%
Healthcare 5.54%
Services 8.41%
Technology 7.68%
Transportation 1.38%
Utilities 3.84%

803 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARKET VECTORS ETF TR MKT VECTR WIDE 399 128 47.24 13,369
SWIFT ENERGY CO COM 397 397 New 33,800
FERRELLGAS PARTNERS L.P. UNIT LTD PART 396 -5 (1.2) 16,273
NUVEEN MUN HIGH INCOME OPP FD COM 396 244 161.35 31,100
ISHARES MSCI AC ASIA ETF 396 -27 (6.37) 6,500
FIRST TR VALUE LINE DIVID INDX SHS 395 New 17,904
F M C CORP COM NEW 393 -7 (1.73) 5,120
NORTHWEST NAT GAS CO COM 387 387 New 8,700
SHERWIN WILLIAMS CO COM 387 1 .15 1,960
ISHARES MSCI PAC JP ETF 387 92 31.05 7,800
RYDEX ETF TRUST GUG S&P500EQWTTE 386 134 53.23 4,894
HANCOCK JOHN PFD INCOME FD SH BEN INT 386 -163 (29.72) 19,403
SANOFI SPONSORED ADR 385 50 14.91 7,361
PHARMACYCLICS INC COM 385 -93 (19.44) 4,290
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 382 -17 (4.19) 13,529
NUVEEN SR INCOME FD COM 381 New 54,315
CONSTELLATION BRANDS INC CL A 378 378 New 4,675
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 376 -118 (23.95) 26,349
ISHARES NAT AMT FREE BD 376 -170 (31.16) 3,497
MEAD JOHNSON NUTRITION CO COM 371 371 New 4,391