CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 09/30/2014

Position Statistics

Total Positions 882
New Positions 82
Increased Positions 463
Decreased Positions 383
Positions with Activity 846
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,519

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.28%
Capital Goods 1.89%
Conglomerates 0.04%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 5.56%
Energy 6.41%
Financial 53.8%
Healthcare 5.35%
Services 9.11%
Technology 7.91%
Transportation 1.19%
Utilities 4.08%

882 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GOLDMAN SACHS GROUP INC COM 455 14 3.24 2,327
DOLLAR TREE INC COM 454 -3 (0.74) 6,484
KROGER CO COM 453 29 6.81 7,045
ICON PLC SHS 450 450 New 8,670
WISDOMTREE TR DEFA EQT INC ETF 450 11 2.41 10,485
NUVEEN QUALITY PFD INCOME FD 2 COM 450 102 29.39 49,755
ISHARES TR CORE US VAL ETF 448 -21 (4.43) 3,234
POWERSHARES ETF TRUST WATER RESOURCE 444 32 7.83 17,197
MCCORMICK & CO INC COM NON VTG 442 -480 (52.02) 5,763
BLACKROCK INC COM 441 -310 (41.3) 1,211
VALERO ENERGY CORP NEW COM 437 4 .90 8,860
DEAN FOODS CO NEW COM NEW 437 437 New 23,047
ISHARES EAFE VALUE ETF 436 33 8.05 8,427
WISDOMTREE INVTS INC COM 436 22 5.36 28,025
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH 435 85 24.29 7,221
BECTON DICKINSON & CO COM 434 -448 (50.78) 3,138
VALMONT INDS INC COM 434 New 3,386
ALLIANT TECHSYSTEMS INC COM 434 New 3,842
POWERSHARES ETF TRUST DYN BIOT & GEN 433 64 17.31 8,823
CDK GLOBAL INC COM 432 -156 (26.58) 10,631