CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 06/30/2014

Position Statistics

Total Positions 844
New Positions 67
Increased Positions 499
Decreased Positions 298
Positions with Activity 797
Sold Out Positions 44
Total Mkt Value (in $ millions) 1,513

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.6%
Capital Goods 1.86%
Conglomerates 0.06%
Consumer Cyclical 0.69%
Consumer/Non-Cyclical 5.45%
Energy 6.57%
Financial 54.05%
Healthcare 5.38%
Services 8.66%
Technology 7.84%
Transportation 1.3%
Utilities 3.95%

844 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCEBERNSTEIN GBL HGH INCM COM 663 197 42.11 49,329
GLAXOSMITHKLINE PLC SPONSORED ADR 658 59 9.78 14,587
NUVEEN MUN OPPORTUNITY FD INC COM 656 239 57.34 45,000
OXFORD LANE CAP CORP COM 654 202 44.64 41,693
GENUINE PARTS CO COM 651 -17 (2.56) 6,899
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 650 96 17.26 10,132
WISDOMTREE TR EUROPE SMCP DV 647 272 72.75 12,478
ISHARES TR MRNGSTR LG-CP ET 640 -78 (10.88) 5,455
CORNING INC COM 640 16 2.55 32,630
HANCOCK JOHN TAX-ADV DIV INCM COM 637 -102 (13.84) 29,463
PITNEY BOWES INC COM 634 22 3.64 25,314
INVESCO MUNI INCOME OPP TRST COM 630 31 5.20 93,013
ESSEX PPTY TR INC COM 629 212 50.99 3,213
CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 629 200 46.61 23,522
ISHARES EAFE GRWTH ETF 625 (0.06) 9,342
WISDOMTREE TR INTL LRGCAP DV 624 25 4.26 12,713
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 614 50 8.82 28,428
ACCENTURE PLC IRELAND SHS CLASS A 608 65 11.92 7,653
WILLIAMS COS INC DEL COM 605 -555 (47.86) 11,193
NUVEEN EQTY PRM OPPORTUNITYFD COM 604 -135 (18.3) 46,829