CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2014

Position Statistics

Total Positions 911
New Positions 93
Increased Positions 445
Decreased Positions 436
Positions with Activity 881
Sold Out Positions 97
Total Mkt Value (in $ millions) 1,415

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.22%
Capital Goods 1.98%
Conglomerates 0.07%
Consumer Cyclical 0.77%
Consumer/Non-Cyclical 4.6%
Energy 5.13%
Financial 56.85%
Healthcare 5.32%
Services 7.64%
Technology 8.16%
Transportation 1.14%
Utilities 3.99%

911 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR RUS MDCP VAL ETF 13,096 -6,085 (31.73) 175,450
VANGUARD INDEX FDS GROWTH ETF 12,896 5,386 71.71 120,207
VANGUARD INDEX FDS VALUE ETF 11,282 1,828 19.34 135,775
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 11,090 1,398 14.43 163,761
WISDOMTREE TR EQTY INC FD 10,941 677 6.60 181,078
ISHARES TR RUS MID-CAP ETF 10,882 18 .17 63,255
SPDR DOW JONES INDL AVRG ETF UT SER 1 10,647 6,752 173.35 60,217
SPDR GOLD TRUST GOLD SHS 10,569 -243 (2.24) 91,860
FS INVT CORP COM 10,461 1,002 10.60 1,037,786
PFIZER INC COM 10,073 -552 (5.19) 291,716
ISHARES INTL SEL DIV ETF 9,053 459 5.34 264,642
JPMORGAN CHASE & CO ALERIAN ML ETN 8,735 60 .69 205,392
ISHARES TR RUS MD CP GR ETF 8,620 -4 (0.05) 88,349
ISHARES TR MSCI USAMOMFCT 8,569 423 5.19 121,611
3M CO COM 8,376 -818 (8.89) 51,228
ISHARES TR RUSSELL 2000 ETF 8,143 987 13.79 66,146
POWERSHARES ACTIVE MNG ETF TR S&P500 DWNHDGE 7,920 7,920 New 295,510
ISHARES TR CORE S&P MCP ETF 7,876 -30 (0.38) 52,362
GILEAD SCIENCES INC COM 7,220 385 5.63 71,487
DUKE ENERGY CORP NEW COM NEW 6,985 137 2.01 93,133