CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 09/30/2014

Position Statistics

Total Positions 883
New Positions 82
Increased Positions 464
Decreased Positions 383
Positions with Activity 847
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,526

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.31%
Capital Goods 1.88%
Conglomerates 0.04%
Consumer Cyclical 0.65%
Consumer/Non-Cyclical 5.44%
Energy 6.62%
Financial 53.89%
Healthcare 5.43%
Services 8.95%
Technology 7.87%
Transportation 1.19%
Utilities 3.97%

883 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OCCIDENTAL PETE CORP DEL COM 946 -329 (25.77) 10,959
AFLAC INC COM 946 189 24.94 15,770
SPDR INDEX SHS FDS S&P INTL ETF 943 14 1.48 20,519
WISDOMTREE TR MIDCAP DIVI FD 941 -405 (30.09) 11,295
POWERSHARES ETF TRUST DIV ACHV PRTF 939 -188 (16.66) 42,987
SCHWAB CHARLES CORP NEW COM 938 -92 (8.91) 33,057
VANGUARD INDEX FDS MID CAP ETF 933 14 1.56 7,476
MARKET VECTORS ETF TR AGRIBUS ETF 933 -1,904 (67.11) 16,893
PIEDMONT NAT GAS INC COM 931 -248 (21.04) 24,915
DELTA AIR LINES INC DEL COM NEW 928 -56 (5.68) 21,047
YUM BRANDS INC COM 926 -545 (37.04) 12,133
ITT CORP NEW COM NEW 922 48 5.48 20,880
NUVEEN PFD INCOME OPPRTNY FD COM 912 3 .34 96,933
DISCOVER FINL SVCS COM 906 106 13.27 13,863
BEST BUY INC COM 899 899 New 23,413
MASTERCARD INC CL A 897 -603 (40.19) 10,392
ISHARES IBOXX HI YD ETF 897 -44 (4.7) 9,760
ISHARES AGGRES ALLOC ETF 892 -48 (5.14) 18,926
WINDSTREAM HLDGS INC COM 892 80 9.86 89,021
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 889 43 5.11 110,704