CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2015

Position Statistics

Total Positions 874
New Positions 70
Increased Positions 464
Decreased Positions 363
Positions with Activity 827
Sold Out Positions 47
Total Mkt Value (in $ millions) 1,606

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.82%
Conglomerates 0.02%
Consumer Cyclical 0.74%
Consumer/Non-Cyclical 3.74%
Energy 5.38%
Financial 59.67%
Healthcare 4.3%
Services 7.98%
Technology 6.69%
Transportation 0.93%
Utilities 2.57%

874 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN PFD INCOME OPPRTNY FD COM 908 41 4.78 91,053
PG&E CORP COM 907 -20 (2.21) 15,583
ISHARES TR NATIONAL MUN ETF 905 115 14.55 8,064
GENERAL MTRS CO COM 903 77 9.31 28,386
UNION BANKSHARES CORP NEW COM 898 New 34,011
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 898 2 .25 126,640
ROCKWELL AUTOMATION INC COM 894 195 27.92 7,881
NORFOLK SOUTHERN CORP COM 893 -37 (3.93) 9,914
PIONEER HIGH INCOME TR COM 881 -114 (11.49) 83,713
PACWEST BANCORP DEL COM 863 2 .25 21,595
ISHARES TR 20 YR TR BD ETF 862 862 New 6,660
PPL CORP COM 860 5 .63 22,844
VANGUARD BD INDEX FD INC INTERMED TERM 848 289 51.84 9,818
WISDOMTREE TR EUROPE HEDGED EQ 837 100 13.57 15,981
ISHARES TR USA ESG SLCT ETF 836 370 79.54 9,826
FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI 835 82 10.83 43,799
EATON CORP PLC SHS 832 250 43.02 13,151
BANK OF THE OZARKS INC COM 823 381 86.35 19,934
OCCIDENTAL PETE CORP DEL COM 816 -179 (18) 10,648
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 814 373 84.54 16,302