CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 03/31/2014

Position Statistics

Total Positions 826
New Positions 66
Increased Positions 493
Decreased Positions 302
Positions with Activity 795
Sold Out Positions 50
Total Mkt Value (in $ millions) 1,467

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.7%
Capital Goods 1.79%
Conglomerates 0.03%
Consumer Cyclical 0.72%
Consumer/Non-Cyclical 5.36%
Energy 7.76%
Financial 54.33%
Healthcare 5.38%
Services 8.2%
Technology 7.77%
Transportation 1.24%
Utilities 3.88%

826 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SANDISK CORP COM 924 9 1.03 9,852
ITT CORP NEW COM NEW 912 -9 (1.02) 19,005
PAYCHEX INC COM 910 89 10.83 21,374
CARMAX INC COM 909 -59 (6.05) 17,847
WESTERN ASSET INVT GRADE DEFIN COM 908 151 20.02 43,561
WINDSTREAM HLDGS INC COM 906 107 13.35 86,743
MCCORMICK & CO INC COM NON VTG 904 -423 (31.9) 13,030
PG&E CORP COM 903 32 3.71 19,072
NEXPOINT CR STRATEGIES FD COM 902 752 502.35 73,914
DIRECTV COM 900 -71 (7.34) 10,421
ROCKWELL AUTOMATION INC COM 888 7 .74 7,238
FEDERAL REALTY INVT TR SH BEN INT NEW 877 299 51.66 7,046
GENERAL DYNAMICS CORP COM 876 342 63.90 7,213
PIMCO ETF TR INTER MUN BD ST 874 New 16,400
AFLAC INC COM 872 175 25.17 13,642
NEWMONT MINING CORP COM 870 101 13.13 35,096
TRI CONTL CORP COM 866 -151 (14.81) 40,827
POWERSHARES ETF TRUST DYNM LRG CP VL 864 -261 (23.19) 27,823
BIOGEN IDEC INC COM 862 49 6.05 2,560
CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 857 177 26 31,500