CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 03/31/2014

Position Statistics

Total Positions 826
New Positions 66
Increased Positions 493
Decreased Positions 302
Positions with Activity 795
Sold Out Positions 50
Total Mkt Value (in $ millions) 1,454

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.69%
Capital Goods 1.78%
Conglomerates 0.03%
Consumer Cyclical 0.72%
Consumer/Non-Cyclical 5.26%
Energy 7.7%
Financial 54.4%
Healthcare 5.42%
Services 8.3%
Technology 7.81%
Transportation 1.23%
Utilities 3.83%

826 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET INVT GRADE DEFIN COM 921 154 20.02 43,561
SANDISK CORP COM 920 9 1.03 9,852
UNILEVER PLC SPON ADR NEW 911 461 102.39 20,704
DIRECTV COM 899 -71 (7.34) 10,421
NEWMONT MINING CORP COM 898 104 13.13 35,096
ITT CORP NEW COM NEW 897 -9 (1.02) 19,005
CARMAX INC COM 893 -58 (6.05) 17,847
PAYCHEX INC COM 887 87 10.83 21,374
BIOGEN IDEC INC COM 882 50 6.05 2,560
WASHINGTON REAL ESTATE INVT TR SH BEN INT 881 169 23.72 32,451
MCCORMICK & CO INC COM NON VTG 878 -411 (31.9) 13,030
PIMCO ETF TR INTER MUN BD ST 872 New 16,400
PG&E CORP COM 872 31 3.71 19,072
NEXPOINT CR STRATEGIES FD COM 870 726 502.35 73,914
FEDERAL REALTY INVT TR SH BEN INT NEW 869 296 51.66 7,046
SCHWAB CHARLES CORP NEW COM 865 63 7.89 30,368
TRI CONTL CORP COM 863 -150 (14.81) 40,827
GENERAL DYNAMICS CORP COM 860 335 63.90 7,213
POWERSHARES ETF TRUST DYNM LRG CP VL 855 -258 (23.19) 27,823
CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 852 176 26 31,500