CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 03/31/2014

Position Statistics

Total Positions 826
New Positions 66
Increased Positions 493
Decreased Positions 302
Positions with Activity 795
Sold Out Positions 50
Total Mkt Value (in $ millions) 1,462

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.7%
Capital Goods 1.79%
Conglomerates 0.03%
Consumer Cyclical 0.72%
Consumer/Non-Cyclical 5.32%
Energy 7.73%
Financial 54.3%
Healthcare 5.37%
Services 8.23%
Technology 7.83%
Transportation 1.23%
Utilities 3.9%

826 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMCAST CORP NEW CL A 1,153 38 3.37 21,065
COHEN & STEERS REIT & PFD INCM COM 1,153 771 202.35 62,266
INTEGRYS ENERGY GROUP INC COM 1,146 83 7.83 16,383
QUESTCOR PHARMACEUTICALS INC COM 1,143 -13 (1.13) 12,204
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 1,142 21 1.86 12,201
PIEDMONT NAT GAS INC COM 1,141 -103 (8.31) 32,111
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 1,138 -156 (12.09) 153,345
ROYAL BK CDA MONTREAL QUE COM 1,135 1 .13 15,361
US BANCORP DEL COM NEW 1,132 52 4.85 26,601
CHAMBERS STR PPTYS COM 1,119 -453 (28.83) 138,476
LOCKHEED MARTIN CORP COM 1,115 -229 (17.03) 6,558
ISHARES TR S&P 500 VAL ETF 1,114 22 2.05 12,197
SELECT SECTOR SPDR TR SBI INT-FINL 1,111 -203 (15.47) 48,513
VANGUARD INDEX FDS S&P 500 ETF SHS 1,111 24 2.20 6,124
WISCONSIN ENERGY CORP COM 1,105 9 .79 23,981
ACTAVIS PLC SHS 1,095 166 17.86 5,094
SPDR INDEX SHS FDS S&P INTL ETF 1,085 565 108.64 21,110
PROSHARES TR S&P 500 ARISTO 1,082 49 4.76 23,420
SONOCO PRODS CO COM 1,079 2 .16 26,297
PROSPECT CAPITAL CORPORATION COM 1,065 94 9.65 96,954