CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2015

Position Statistics

Total Positions 874
New Positions 70
Increased Positions 464
Decreased Positions 363
Positions with Activity 827
Sold Out Positions 47
Total Mkt Value (in $ millions) 1,606

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.82%
Conglomerates 0.02%
Consumer Cyclical 0.74%
Consumer/Non-Cyclical 3.74%
Energy 5.38%
Financial 59.67%
Healthcare 4.3%
Services 7.98%
Technology 6.69%
Transportation 0.93%
Utilities 2.57%

874 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR MSCI ACWI EX US 1,083 1,083 New 26,762
SCHLUMBERGER LTD COM 1,077 37 3.51 13,408
FLAHERTY&CRMN PFD SEC INCOM FD COM 1,068 -798 (42.77) 51,761
AMERICAN EXPRESS CO COM 1,066 -112 (9.5) 16,290
HERSHEY CO COM 1,052 169 19.12 11,295
PARK STERLING CORP COM 1,044 -695 (39.98) 143,005
ARES CAP CORP COM 1,043 -180 (14.71) 68,650
ISHARES TR U.S. ENERGY ETF 1,040 503 93.49 27,421
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 1,030 -209 (16.86) 31,471
COLGATE PALMOLIVE CO COM 1,029 -54 (5) 14,504
TORTOISE ENERGY INFRA CORP COM 1,028 5 .49 34,440
WESTERN ASSET INVT GRADE DEFIN COM 1,015 -3 (0.32) 48,114
CONSTELLATION BRANDS INC CL A 1,014 85 9.10 6,500
SHERWIN WILLIAMS CO COM 1,008 50 5.19 3,509
E M C CORP MASS COM 1,000 -6 (0.63) 38,293
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 997 4 .39 17,107
GLOBAL X FDS GLB X SUPERDIV 997 310 45.20 48,096
ROYAL DUTCH SHELL PLC SPON ADR B 984 235 31.46 18,446
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 981 251 34.44 19,685
DEERE & CO COM 979 129 15.18 11,644