CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 09/30/2014

Position Statistics

Total Positions 880
New Positions 82
Increased Positions 462
Decreased Positions 382
Positions with Activity 844
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,479

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.28%
Capital Goods 1.9%
Conglomerates 0.04%
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 5.46%
Energy 6.06%
Financial 53.88%
Healthcare 5.55%
Services 9.45%
Technology 7.73%
Transportation 1.16%
Utilities 4.24%

880 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLS FARGO ADV GLB DIV OPP FD COM 1,412 26 1.85 187,772
ISHARES U.S. PHARMA ETF 1,408 174 14.14 9,104
DNP SELECT INCOME FD COM 1,402 126 9.88 133,150
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 1,399 1,399 New 12,727
WISCONSIN ENERGY CORP COM 1,379 42 3.14 24,733
PIMCO ETF TR 0-5 HIGH YIELD 1,369 -135 (8.96) 13,589
PIMCO ETF TR TTL RTN ACTV ETF 1,368 -1,422 (50.97) 12,371
AMERICAN EXPRESS CO COM 1,367 -375 (21.54) 16,944
ISHARES EM MK MINVOL ETF 1,348 -96 (6.65) 23,524
NEXTERA ENERGY INC COM 1,345 38 2.90 12,311
NOVO-NORDISK A S ADR 1,344 -109 (7.48) 30,162
PIONEER HIGH INCOME TR COM 1,343 390 40.86 79,583
ISHARES TR S&P MC 400GR ETF 1,340 -15 (1.09) 8,330
BIOGEN IDEC INC COM 1,322 316 31.36 3,397
E M C CORP MASS COM 1,316 -113 (7.9) 50,749
EGA EMERGING GLOBAL SHS TR EGSHR BYND BRC 1,276 319 33.39 66,996
VANGUARD WORLD FDS HEALTH CAR ETF 1,276 331 34.98 9,991
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 1,263 96 8.20 190,783
WASHINGTON REAL ESTATE INVT TR SH BEN INT 1,251 67 5.63 43,572
WALGREENS BOOTS ALLIANCE INC COM 1,244 134 12.11 16,866