CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 03/31/2016

Position Statistics

Total Positions 873
New Positions 46
Increased Positions 408
Decreased Positions 402
Positions with Activity 810
Sold Out Positions 52
Total Mkt Value (in $ millions) 1,598

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.92%
Conglomerates 0.02%
Consumer Cyclical 0.91%
Consumer/Non-Cyclical 3.93%
Energy 5.45%
Financial 58.57%
Healthcare 4.44%
Services 8.31%
Technology 6.45%
Transportation 0.9%
Utilities 2.54%

52 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACTIVISION BLIZZARD INC COM -226 Sold Out 0
ALPHABET INC CAP STK CL C -4,574 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -231 Sold Out 0
AMERICAN STS WTR CO COM -199 Sold Out 0
APOLLO INVT CORP COM -58 Sold Out 0
BLACKROCK ENHANCED EQT DIV TR COM -349 Sold Out 0
CALIFORNIA RES CORP COM -2 Sold Out 0
CAMBRIA ETF TR SHSHLD YIELD ETF -331 Sold Out 0
CHESAPEAKE ENERGY CORP COM -42 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG S&P SPINOFF -241 Sold Out 0
DBX ETF TR XTRAK MSCI JAPN -281 Sold Out 0
EATON VANCE TX MNG BY WRT OPP COM -154 Sold Out 0
ENBRIDGE ENERGY PARTNERS L P COM -245 Sold Out 0
EXCO RESOURCES INC COM -6 Sold Out 0
INTERCONTINENTAL EXCHANGE INC COM -253 Sold Out 0
ISHARES GLB HGH YLD ETF Sold Out 0
ISHARES TR MIN VOL JAPN ETF -744 Sold Out 0
ISHARES TR JP MOR EM MK ETF -228 Sold Out 0
ISHARES TR HDG MSCI JAPAN -305 Sold Out 0
ISHARES TR MRGSTR MD CP GRW -415 Sold Out 0