CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 06/30/2014

Position Statistics

Total Positions 843
New Positions 67
Increased Positions 499
Decreased Positions 297
Positions with Activity 796
Sold Out Positions 44
Total Mkt Value (in $ millions) 1,526

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.69%
Capital Goods 1.84%
Conglomerates 0.06%
Consumer Cyclical 0.72%
Consumer/Non-Cyclical 5.27%
Energy 7.11%
Financial 54.32%
Healthcare 5.19%
Services 8.53%
Technology 7.75%
Transportation 1.19%
Utilities 3.79%

44 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADOBE SYS INC COM -229 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -281 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -648 Sold Out 0
ALLIANZGI CONV & INCOME FD II COM -193 Sold Out 0
AMERISOURCEBERGEN CORP COM -284 Sold Out 0
BLACKROCK CORE BD TR SHS BEN INT -1,141 Sold Out 0
BT GROUP PLC ADR -225 Sold Out 0
CATALYST PHARM PARTNERS INC COM -54 Sold Out 0
CME GROUP INC COM -435 Sold Out 0
DR PEPPER SNAPPLE GROUP INC COM -269 Sold Out 0
ENBRIDGE INC COM -315 Sold Out 0
EXACTECH INC COM -495 Sold Out 0
FEDERATED ENHANC TREAS INCM FD COM SH BEN INT -213 Sold Out 0
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX -278 Sold Out 0
FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF -632 Sold Out 0
GLOBAL X FDS GLOBX SUPDV US -856 Sold Out 0
HEALTH NET INC COM -685 Sold Out 0
ICAHN ENTERPRISES LP DEPOSITARY UNIT -288 Sold Out 0
ISHARES US HLTHCR PR ETF -227 Sold Out 0
ISHARES CORE US CR BD -225 Sold Out 0