CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2014

Position Statistics

Total Positions 912
New Positions 92
Increased Positions 446
Decreased Positions 436
Positions with Activity 882
Sold Out Positions 97
Total Mkt Value (in $ millions) 1,444

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.25%
Capital Goods 1.92%
Conglomerates 0.06%
Consumer Cyclical 0.75%
Consumer/Non-Cyclical 4.53%
Energy 5.36%
Financial 56.63%
Healthcare 5.18%
Services 7.49%
Technology 8.44%
Transportation 1.14%
Utilities 4.02%

97 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN LATIN AMER EQTY FD COM -173 Sold Out 0
ACADIA PHARMACEUTICALS COM -348 Sold Out 0
ADCARE HEALTH SYSTEMS INC COM NEW -45 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -789 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -568 Sold Out 0
AMERISOURCEBERGEN CORP COM -446 Sold Out 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR -243 Sold Out 0
APACHE CORP COM -317 Sold Out 0
AQUA AMERICA INC COM -303 Sold Out 0
ATMOS ENERGY CORP COM -542 Sold Out 0
BARCLAYS BK PLC 30 YR TREAS BEAR -1,998 Sold Out 0
BEST BUY INC COM -824 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -951 Sold Out 0
BLACKROCK CORE BD TR SHS BEN INT -322 Sold Out 0
BLACKROCK ENHANCED EQT DIV TR COM -154 Sold Out 0
BLACKROCK RES & COMM STRAT TR SHS -79 Sold Out 0
BT GROUP PLC ADR -234 Sold Out 0
CALIFORNIA RES CORP COM -40 Sold Out 0
CARMAX INC COM -522 Sold Out 0
CARRIZO OIL & GAS INC COM -209 Sold Out 0