CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 09/30/2014

Position Statistics

Total Positions 882
New Positions 82
Increased Positions 463
Decreased Positions 383
Positions with Activity 846
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,451

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.26%
Capital Goods 1.88%
Conglomerates 0.04%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 5.56%
Energy 6.09%
Financial 54.09%
Healthcare 5.57%
Services 9.09%
Technology 7.78%
Transportation 1.19%
Utilities 4.04%

82 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 1,626 1,626 New 43,651
TRAVELERS COMPANIES INC COM 1,549 1,549 New 15,025
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 1,240 1,240 New 12,727
TARGET CORP COM 1,186 1,186 New 16,412
GLOBAL X FDS GLOBX SUPDV US 1,010 1,010 New 36,016
BEST BUY INC COM 837 837 New 23,413
POWERSHARES ETF TRUST II DWA EMKT MOM PTF 629 629 New 37,288
SPDR SERIES TRUST BRC CNV SECS ETF 560 560 New 11,650
ISHARES TR EAFE MIN VOL ETF 550 550 New 8,889
ALLIANCEBERNSTEIN INCOME FUND COM 542 542 New 72,817
ICON PLC SHS 444 444 New 8,670
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 429 429 New 8,578
VANGUARD SCOTTSDALE FDS INT-TERM CORP 421 421 New 4,877
DEAN FOODS CO NEW COM NEW 408 408 New 23,047
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 370 370 New 15,514
ARROW ETF TR ARROW DJ GLB YLD 370 370 New 15,907
EXACTECH INC COM 367 367 New 16,666
ALEXION PHARMACEUTICALS INC COM 355 355 New 1,998
AMERISOURCEBERGEN CORP COM 348 348 New 3,888
FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF 344 344 New 16,304