CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 03/31/2014

Position Statistics

Total Positions 826
New Positions 66
Increased Positions 493
Decreased Positions 302
Positions with Activity 795
Sold Out Positions 50
Total Mkt Value (in $ millions) 1,465

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.7%
Capital Goods 1.82%
Conglomerates 0.03%
Consumer Cyclical 0.72%
Consumer/Non-Cyclical 5.35%
Energy 7.7%
Financial 54.35%
Healthcare 5.38%
Services 8.22%
Technology 7.78%
Transportation 1.25%
Utilities 3.88%

66 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POWERSHARES ETF TRUST II CEF INC COMPST 4,235 4,235 New 167,447
GLOBAL X FDS GLOBX SUPDV US 852 852 New 29,187
HEALTH NET INC COM 675 675 New 15,608
HCP INC COM 548 548 New 12,985
ANSYS INC COM 535 535 New 7,014
OXFORD LANE CAP CORP COM 485 485 New 28,825
AMERICAN AIRLS GROUP INC COM 466 466 New 11,002
ISHARES GLOB HLTHCRE ETF 452 452 New 4,768
ISHARES TR IRELAND CAPD ETF 421 421 New 11,955
UNDER ARMOUR INC CL A 420 420 New 6,962
WISDOMTREE TR EUROPE SMCP DV 417 417 New 7,223
ISHARES GLB CNSM STP ETF 413 413 New 4,588
ISHARES INC CORE MSCI EMKT 394 394 New 7,368
PRUDENTIAL GLB SHT DUR HG YLD COM 379 379 New 21,550
MARKET VECTORS ETF TR VIETNAM ETF 365 365 New 16,850
COHEN & STEERS TOTAL RETURN FD COM 363 363 New 28,691
VANGUARD WORLD FDS MATERIALS ETF 327 327 New 2,927
ISHARES USA ESG SLCT ETF 322 322 New 3,878
ENBRIDGE INC COM 314 314 New 6,327
INVESCO MORTGAGE CAPITAL INC COM 307 307 New 17,780