CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 12/31/2013

Position Statistics

Total Positions 803
New Positions 117
Increased Positions 500
Decreased Positions 264
Positions with Activity 764
Sold Out Positions 43
Total Mkt Value (in $ millions) 1,332

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.82%
Capital Goods 2%
Conglomerates
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 5.53%
Energy 7.93%
Financial 53.35%
Healthcare 5.54%
Services 8.41%
Technology 7.68%
Transportation 1.38%
Utilities 3.84%

264 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 40,558 -4,359 (9.71) 534,854
EXXON MOBIL CORP COM 36,432 -421 (1.14) 362,797
APPLE INC COM 29,277 -3,272 (10.05) 55,772
PROCTER & GAMBLE CO COM 25,548 -502 (1.93) 312,471
JOHNSON & JOHNSON COM 23,412 -813 (3.36) 236,578
GENERAL ELECTRIC CO COM 19,491 -49 (0.25) 733,864
POWERSHARES ETF TRUST FTSE RAFI 1000 17,927 -526 (2.85) 211,908
JPMORGAN CHASE & CO ALERIAN ML ETN 12,601 -2,158 (14.62) 261,478
ISHARES RUS MDCP VAL ETF 11,622 -1,449 (11.08) 169,994
ISHARES RUS 1000 GRW ETF 9,514 -1,518 (13.76) 110,961
ISHARES RUSSELL 3000 ETF 8,872 -10,900 (55.13) 79,502
SPDR GOLD TRUST GOLD SHS 8,492 -467 (5.22) 68,073
ISHARES RUS 1000 VAL ETF 8,317 -1,537 (15.6) 86,308
MCDONALDS CORP COM 7,895 -1,657 (17.35) 78,754
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 7,679 -720 (8.57) 284,396
JPMORGAN CHASE & CO COM 7,361 -210 (2.77) 133,304
PEPSICO INC COM 7,309 -503 (6.44) 85,435
INTERNATIONAL BUSINESS MACHS COM 6,999 -19 (0.27) 36,836
ISHARES RUSSELL 2000 ETF 6,395 -1,257 (16.42) 56,635
DOW CHEM CO COM 6,276 -345 (5.21) 128,825