CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 03/31/2014

Position Statistics

Total Positions 826
New Positions 66
Increased Positions 493
Decreased Positions 302
Positions with Activity 795
Sold Out Positions 50
Total Mkt Value (in $ millions) 1,462

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.7%
Capital Goods 1.79%
Conglomerates 0.03%
Consumer Cyclical 0.72%
Consumer/Non-Cyclical 5.32%
Energy 7.73%
Financial 54.3%
Healthcare 5.37%
Services 8.23%
Technology 7.83%
Transportation 1.23%
Utilities 3.9%

302 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXXON MOBIL CORP COM 37,723 -142 (0.38) 361,436
APPLE INC COM 35,948 -2,709 (7.01) 363,041
JOHNSON & JOHNSON COM 23,928 -229 (0.95) 234,337
BERKSHIRE HATHAWAY INC DEL CL B NEW 20,801 -814 (3.77) 162,040
MICROSOFT CORP COM 20,113 -540 (2.62) 457,433
GENERAL ELECTRIC CO COM 18,629 -150 (0.8) 727,993
ISHARES TR MSCI EAFE ETF 13,196 -3,194 (19.49) 194,175
JPMORGAN CHASE & CO ALERIAN ML ETN 12,848 -801 (5.87) 246,133
VERIZON COMMUNICATIONS INC COM 11,156 -11 (0.1) 216,288
SPECTRA ENERGY CORP COM 8,010 -806 (9.14) 187,544
JPMORGAN CHASE & CO COM 7,690 -200 (2.54) 129,921
3M CO COM 7,642 -219 (2.79) 52,511
ISHARES TR RUSSELL 3000 ETF 7,498 -1,852 (19.81) 63,754
MCDONALDS CORP COM 7,470 -73 (0.97) 77,993
DOW CHEM CO COM 6,676 -242 (3.5) 124,312
VANGUARD INDEX FDS VALUE ETF 5,959 -309 (4.93) 72,611
SPDR SERIES TRUST S&P DIVID ETF 5,798 -4,013 (40.9) 76,420
HATTERAS FINL CORP COM 5,152 -648 (11.17) 261,918
SPDR DOW JONES INDL AVRG ETF UT SER 1 5,026 -1,089 (17.81) 29,669
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 4,879 -32 (0.65) 184,730