CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 03/31/2014

Position Statistics

Total Positions 826
New Positions 66
Increased Positions 493
Decreased Positions 302
Positions with Activity 795
Sold Out Positions 50
Total Mkt Value (in $ millions) 1,468

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.7%
Capital Goods 1.8%
Conglomerates 0.03%
Consumer Cyclical 0.72%
Consumer/Non-Cyclical 5.33%
Energy 7.75%
Financial 54.32%
Healthcare 5.38%
Services 8.21%
Technology 7.81%
Transportation 1.24%
Utilities 3.87%

826 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 42,679 874 2.09 546,042
CHEVRON CORP NEW COM 40,776 1,475 3.75 304,570
EXXON MOBIL CORP COM 37,680 -142 (0.38) 361,436
APPLE INC COM 35,284 -2,659 (7.01) 363,041
ISHARES TR USA MIN VOL ETF 29,360 2,004 7.33 781,271
PROCTER & GAMBLE CO COM 25,311 317 1.27 316,432
JOHNSON & JOHNSON COM 23,947 -229 (0.95) 234,337
POWERSHARES ETF TRUST FTSE RAFI 1000 20,880 1,934 10.21 233,536
BERKSHIRE HATHAWAY INC DEL CL B NEW 20,762 -813 (3.77) 162,040
MICROSOFT CORP COM 20,525 -551 (2.62) 457,433
SPDR S&P 500 ETF TR TR UNIT 20,450 653 3.30 102,949
GENERAL ELECTRIC CO COM 18,862 -152 (0.8) 727,993
REALTY INCOME CORP COM 18,613 828 4.65 410,982
FIRST TR SML CP CORE ALPHA FD COM SHS 15,592 2,218 16.58 325,580
AT&T INC COM 14,192 1,768 14.23 395,539
ISHARES CORE S&P500 ETF 14,188 2,077 17.15 70,975
POWERSHARES QQQ TRUST UNIT SER 1 14,008 1,477 11.78 144,078
ISHARES MSCI EAFE ETF 13,217 -3,199 (19.49) 194,175
JPMORGAN CHASE & CO ALERIAN ML ETN 12,944 -807 (5.87) 246,133
ISHARES RUS 1000 VAL ETF 12,712 3,909 44.41 124,637