CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 09/30/2014

Position Statistics

Total Positions 882
New Positions 82
Increased Positions 463
Decreased Positions 383
Positions with Activity 846
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,480

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.27%
Capital Goods 1.87%
Conglomerates 0.04%
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 5.54%
Energy 6.21%
Financial 53.98%
Healthcare 5.56%
Services 9.1%
Technology 7.78%
Transportation 1.18%
Utilities 4.07%

882 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 37,791 -1,889 (4.76) 472,924
APPLE INC COM 37,510 -875 (2.28) 342,843
EXXON MOBIL CORP COM 32,200 1,052 3.38 361,719
CHEVRON CORP NEW COM 32,119 407 1.28 302,954
ISHARES TR USA MIN VOL ETF 29,202 -2,781 (8.69) 729,314
PROCTER & GAMBLE CO COM 28,547 -604 (2.07) 314,740
SPDR S&P 500 ETF TR TR UNIT 24,763 -1,774 (6.68) 122,718
ISHARES TR RUS 1000 VAL ETF 23,082 857 3.86 225,412
JOHNSON & JOHNSON COM 22,488 -1,966 (8.04) 216,088
BERKSHIRE HATHAWAY INC DEL CL B NEW 22,311 -2,899 (11.5) 150,291
POWERSHARES ETF TRUST FTSE RAFI 1000 21,580 -525 (2.38) 241,041
REALTY INCOME CORP COM 21,399 949 4.64 449,082
MICROSOFT CORP COM 20,296 -1,262 (5.86) 443,735
ISHARES TR RUS MDCP VAL ETF 18,600 -577 (3.01) 256,976
GENERAL ELECTRIC CO COM 16,829 -1,089 (6.08) 682,453
ISHARES TR CORE S&P500 ETF 15,679 895 6.06 77,189
AT&T INC COM 15,422 1,590 11.49 472,043
ISHARES TR MSCI EAFE ETF 13,809 671 5.11 228,134
ISHARES TR RUS 1000 GRW ETF 13,097 303 2.37 139,509
VERIZON COMMUNICATIONS INC COM 12,530 1,140 10.01 269,820