FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 03/31/2014

Position Statistics

Total Positions 127
New Positions 10
Increased Positions 38
Decreased Positions 71
Positions with Activity 109
Sold Out Positions 14
Total Mkt Value (in $ millions) 338

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.5%
Capital Goods 1.28%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 1.07%
Energy 0.06%
Financial 75.76%
Healthcare 0.09%
Services 13.1%
Technology 0.19%
Transportation 0.07%
Utilities 0.69%

127 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALLEGION PUB LTD CO ORD SHS -269 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -383 Sold Out 0
CALAMOS GBL DYN INCOME FUND COM -127 Sold Out 0
CINEDIGM CORP COM -62 Sold Out 0
DREAMWORKS ANIMATION SKG INC CL A -1,051 Sold Out 0
EXXON MOBIL CORP COM -346 Sold Out 0
KINROSS GOLD CORP COM NO PAR -632 Sold Out 0
MICROSOFT CORP COM -257 Sold Out 0
NEWMONT MINING CORP COM -3,187 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR -1,227 Sold Out 0
TOFUTTI BRANDS INC COM -349 Sold Out 0
TRAVELERS COMPANIES INC COM -271 Sold Out 0
WELLS FARGO & CO NEW COM -340 Sold Out 0
WESTERN ASSET INTM MUNI FD INC COM -112 Sold Out 0
EARTHLINK HLDGS CORP COM 54 14 35.49 15,324
MANNKIND CORP COM 73 New 11,600
AEGON N V NY REGISTRY SH 116 116 New 13,166
POWER REIT COM 131 New 14,339
VIASYSTEMS GROUP INC COM PAR$.01 135 New 11,190
LAZARD WORLD DIVID & INCOME FD COM 153 -164 (51.77) 10,875