FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 03/31/2015

Position Statistics

Total Positions 138
New Positions 27
Increased Positions 70
Decreased Positions 65
Positions with Activity 135
Sold Out Positions 13
Total Mkt Value (in $ millions) 376

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.21%
Capital Goods 1.03%
Conglomerates 1.5%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 2.51%
Energy 0.08%
Financial 63.95%
Healthcare 0.29%
Services 17.02%
Technology 1.47%
Transportation 0.72%
Utilities 0.63%

138 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM -412 Sold Out 0
BLACKROCK CORE BD TR SHS BEN INT -1,119 Sold Out 0
CUTWATER SELECT INCOME FD COM -1,280 Sold Out 0
FIRST FED NORTHN MICH BANCORP COM -88 Sold Out 0
FIRST TR INTER DUR PFD & IN FD COM -1,720 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 -169 Sold Out 0
MAINSTAY DEFINEDTERM MN OPP FD COM -247 Sold Out 0
NUVEEN PFD INCOME OPPRTNY FD COM -162 Sold Out 0
NUVEEN QUALITY PFD INCOME FD COM -159 Sold Out 0
NUVEEN SELECT TAX FREE INCM PT SH BEN INT -451 Sold Out 0
SASOL LTD SPONSORED ADR -4,637 Sold Out 0
VIRTUS TOTAL RETURN FD COM -201 Sold Out 0
WALGREENS BOOTS ALLIANCE INC COM -446 Sold Out 0
AVON PRODS INC COM 75 75 New 11,975
COFFEE HLDGS INC COM 75 -156 (67.44) 15,125
TTM TECHNOLOGIES INC COM 79 79 New 7,900
AEGON N V NY REGISTRY SH 85 New 11,462
CBRE CLARION GLOBAL REAL ESTAT COM 103 .10 12,919
PUTNAM MASTER INTER INCOME TR SH BEN INT 119 119 New 25,155
TEMPLETON RUS AND EAST EUR FD COM 128 -9 (6.79) 12,767