FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 09/30/2014

Position Statistics

Total Positions 120
New Positions 19
Increased Positions 56
Decreased Positions 51
Positions with Activity 107
Sold Out Positions 10
Total Mkt Value (in $ millions) 329

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.73%
Capital Goods 0.37%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.58%
Energy 0%
Financial 68.21%
Healthcare 0.12%
Services 16.65%
Technology 0.76%
Transportation 0%
Utilities 0.82%

120 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
APACHE CORP COM -148 Sold Out 0
ASSOCIATED ESTATES RLTY CORP COM -1,590 Sold Out 0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN -2,887 Sold Out 0
DIVERSIFIED REAL ASSET INC FD COM SHS -6,653 Sold Out 0
FEDERATED PREM INTR MUN INC FD COM -565 Sold Out 0
MOBILE TELESYSTEMS OJSC SPONSORED ADR -1,541 Sold Out 0
PFIZER INC COM -244 Sold Out 0
UNITED PARCEL SERVICE INC CL B -261 Sold Out 0
VIASYSTEMS GROUP INC COM PAR$.01 -178 Sold Out 0
WALGREEN CO COM -323 Sold Out 0
REAL GOODS SOLAR INC CL A 29 -78 (73.14) 49,178
EARTHLINK HLDGS CORP COM 64 64 New 15,346
AEGON N V NY REGISTRY SH 95 1 1.42 12,623
WESTERN ASSET INTM MUNI FD INC COM 107 New 11,000
CBRE CLARION GLOBAL REAL ESTAT COM 115 115 New 13,093
POWER REIT COM 127 New 14,289
TEMPLETON RUS AND EAST EUR FD COM 137 137 New 14,705
LAZARD WORLD DIVID & INCOME FD COM 145 New 10,875
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 168 -72 (30.08) 15,067
NUVEEN PFD INCOME OPPRTNY FD COM 200 New 21,725


Create your free portfolio