FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 12/31/2014

Position Statistics

Total Positions 130
New Positions 20
Increased Positions 53
Decreased Positions 74
Positions with Activity 127
Sold Out Positions 18
Total Mkt Value (in $ millions) 375

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.45%
Capital Goods 0.53%
Conglomerates 1.6%
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 2.44%
Energy
Financial 68.28%
Healthcare 0.2%
Services 17.02%
Technology 0.78%
Transportation
Utilities 0.69%

130 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
COEUR MNG INC COM NEW -3,726 Sold Out 0
COMSTOCK MNG INC COM -405 Sold Out 0
DIGITAL RLTY TR INC COM -1,573 Sold Out 0
EARTHLINK HLDGS CORP COM -68 Sold Out 0
GABELLI GLB SML & MD CP VAL TR COM -772 Sold Out 0
GOLDCORP INC NEW COM -1,803 Sold Out 0
HANCOCK JOHN TAX-ADV DIV INCM COM -3,521 Sold Out 0
KINROSS GOLD CORP COM NO PAR -2,676 Sold Out 0
LAZARD WORLD DIVID & INCOME FD COM -137 Sold Out 0
LIFEWAY FOODS INC COM -2,341 Sold Out 0
NOAH HLDGS LTD SPONSORED ADS -1,033 Sold Out 0
NUVEEN SELECT TAX FREE INCM PT SH BEN INT -849 Sold Out 0
POWER REIT COM -124 Sold Out 0
PUTNAM MASTER INTER INCOME TR SH BEN INT -328 Sold Out 0
REAL GOODS SOLAR INC CL A -13 Sold Out 0
TRAVELZOO INC COM NEW -951 Sold Out 0
WESTERN ASSET INTM MUNI FD INC COM -111 Sold Out 0
ZWEIG TOTAL RETURN FD INC COM NEW -670 Sold Out 0
FIRST FED NORTHN MICH BANCORP COM 82 -298 (78.47) 13,721
AEGON N V NY REGISTRY SH 91 -9 (9.2) 11,462