FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 116
New Positions 3
Increased Positions 34
Decreased Positions 67
Positions with Activity 101
Sold Out Positions 13
Total Mkt Value (in $ millions) 340

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.3%
Capital Goods 1.04%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.39%
Energy 0.07%
Financial 72.02%
Healthcare 0.07%
Services 14.31%
Technology 0.03%
Transportation 0.07%
Utilities 0.7%

116 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM -601 Sold Out 0
CTC MEDIA INC COM -2,896 Sold Out 0
DENALI FD INC COM -312 Sold Out 0
DIVIDEND & INCOME FUND COM NEW -184 Sold Out 0
EARTHLINK HLDGS CORP COM -64 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -1,680 Sold Out 0
HAWAIIAN ELEC INDUSTRIES COM -228 Sold Out 0
INGERSOLL-RAND PLC SHS -218 Sold Out 0
INVESCO MUNI INCOME OPP TRST COM -687 Sold Out 0
MANNKIND CORP COM -82 Sold Out 0
NUVEEN REAL ASSET INC & GROWTH COM -377 Sold Out 0
ROYCE GLOBAL VALUE TR INC COM -201 Sold Out 0
WESTERN ASSET INFL MGMT FD INC COM -2,907 Sold Out 0
AEGON N V NY REGISTRY SH 96 -6 (5.47) 12,446
WESTERN ASSET INTM MUNI FD INC COM 108 108 New 11,000
VIASYSTEMS GROUP INC COM PAR$.01 115 New 11,190
POWER REIT COM 131 (0.35) 14,289
LAZARD WORLD DIVID & INCOME FD COM 176 New 10,875
MORGAN STANLEY ASIA PAC FD INC COM 196 196 New 11,421
NUVEEN PFD INCOME OPPRTNY FD COM 206 -6 (2.69) 21,725