FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 116
New Positions 3
Increased Positions 34
Decreased Positions 67
Positions with Activity 101
Sold Out Positions 13
Total Mkt Value (in $ millions) 340

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.3%
Capital Goods 1.03%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.36%
Energy 0.07%
Financial 72.1%
Healthcare 0.07%
Services 14.25%
Technology 0.04%
Transportation 0.07%
Utilities 0.69%

116 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
APPLE INC COM -603 Sold Out 0
CTC MEDIA INC COM -2,790 Sold Out 0
DENALI FD INC COM -314 Sold Out 0
DIVIDEND & INCOME FUND COM NEW -184 Sold Out 0
EARTHLINK HLDGS CORP COM -64 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -1,667 Sold Out 0
HAWAIIAN ELEC INDUSTRIES COM -228 Sold Out 0
INGERSOLL-RAND PLC SHS -215 Sold Out 0
INVESCO MUNI INCOME OPP TRST COM -683 Sold Out 0
MANNKIND CORP COM -85 Sold Out 0
NUVEEN REAL ASSET INC & GROWTH COM -377 Sold Out 0
ROYCE GLOBAL VALUE TR INC COM -203 Sold Out 0
WESTERN ASSET INFL MGMT FD INC COM -2,907 Sold Out 0
UNITED PARCEL SERVICE INC CL B 234 -10 (3.99) 2,405
APACHE CORP COM 250 New 2,464
WALGREEN CO COM 273 New 4,480
DTE ENERGY CO COM 540 267 97.90 7,075
BERKSHIRE HATHAWAY INC DEL CL B NEW 997 13 1.36 7,320
PFIZER INC COM 229 New 7,851
PROCTER & GAMBLE CO COM 661 .01 7,925