FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 09/30/2014

Position Statistics

Total Positions 120
New Positions 19
Increased Positions 56
Decreased Positions 51
Positions with Activity 107
Sold Out Positions 10
Total Mkt Value (in $ millions) 339

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.92%
Capital Goods 0.36%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.52%
Energy 0%
Financial 67.92%
Healthcare 0.13%
Services 16.85%
Technology 0.8%
Transportation 0%
Utilities 0.76%

120 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEGON N V NY REGISTRY SH 99 1 1.42 12,623
ALLIANCEBERNSTEIN INCOME FUND COM 30,971 -5,111 (14.16) 4,075,188
AMERICAN RLTY CAP PPTYS INC COM 11,583 1,184 11.38 1,279,934
APACHE CORP COM -181 Sold Out 0
APPLE INC COM 386 386 New 3,283
ASSOCIATED ESTATES RLTY CORP COM -1,561 Sold Out 0
AT&T INC COM 3,802 84 2.26 109,191
B2GOLD CORP COM 3,205 1,450 82.65 1,713,810
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,095 13 1.23 7,410
BIRNER DENTAL MGMT SERVICES IN COM NEW 449 449 New 29,151
BLACKROCK CORE BD TR SHS BEN INT 1,178 -8 (0.65) 88,892
BLACKROCK CR ALLCTN INC TR COM 15,975 498 3.22 1,190,385
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 2,774 319 13.01 139,000
BLACKROCK MUNI INTER DR FD INC COM 2,596 330 14.58 181,386
BLACKROCK REAL ASSET EQUITY TR COM 9,204 -2,175 (19.11) 1,147,674
BLACKROCK UTIL & INFRASTRCTURE COM 573 -14 (2.32) 27,599
BOULDER TOTAL RETURN FD INC COM 612 -5 (0.76) 22,181
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN -2,957 Sold Out 0
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 179 -77 (30.08) 15,067
CBRE CLARION GLOBAL REAL ESTAT COM 116 116 New 13,093