FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 12/31/2014

Position Statistics

Total Positions 130
New Positions 20
Increased Positions 53
Decreased Positions 74
Positions with Activity 127
Sold Out Positions 18
Total Mkt Value (in $ millions) 377

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.98%
Capital Goods 0.54%
Conglomerates 1.26%
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 2.33%
Energy
Financial 68.87%
Healthcare 0.19%
Services 16.39%
Technology 0.8%
Transportation
Utilities 0.68%

130 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
GAIAM INC CL A 11,750 -83 (0.7) 1,758,970
LEAPFROG ENTERPRISES INC CL A 434 434 New 192,100
REAL GOODS SOLAR INC CL A -13 Sold Out 0
U S GLOBAL INVS INC CL A 8,019 -120 (1.48) 2,537,531
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,051 -11 (1.08) 7,330
ALLIANCEBERNSTEIN INCOME FUND COM 9,462 -22,324 (70.23) 1,213,086
AMERICAN RLTY CAP PPTYS INC COM 15,776 3,924 33.11 1,703,665
APPLE INC COM 423 New 3,283
AT&T INC COM 5,078 1,320 35.13 147,544
B2GOLD CORP COM 4,532 1,875 70.60 2,923,675
BLACKROCK CR ALLCTN INC TR COM 15,691 -368 (2.29) 1,163,121
BLACKROCK FLOATING RATE INCOME COM 1,205 1,205 New 89,490
BLACKROCK GLOBAL OPP EQTY TR COM 335 335 New 23,810
BLACKROCK INCOME TR INC COM 973 973 New 151,281
BLACKROCK MUNI INTER DR FD INC COM 2,526 -73 (2.81) 176,286
BLACKROCK UTIL & INFRASTRCTURE COM 418 -130 (23.65) 21,071
BOULDER GROWTH & INCOME FD INC COM 516 -82 (13.7) 59,749
CBRE CLARION GLOBAL REAL ESTAT COM 113 -2 (1.43) 12,906
CHAMBERS STR PPTYS COM 1,903 667 53.91 254,774
CINEDIGM CORP COM 824 -4 (0.43) 949,431