FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 12/31/2014

Position Statistics

Total Positions 130
New Positions 20
Increased Positions 53
Decreased Positions 74
Positions with Activity 127
Sold Out Positions 18
Total Mkt Value (in $ millions) 376

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.99%
Capital Goods 0.52%
Conglomerates 1.47%
Consumer Cyclical 0.17%
Consumer/Non-Cyclical 2.09%
Energy
Financial 68.46%
Healthcare 0.19%
Services 16.68%
Technology 0.79%
Transportation
Utilities 0.78%

130 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
GAIAM INC CL A 13,140 -93 (0.7) 1,758,970
LEAPFROG ENTERPRISES INC CL A 480 480 New 192,100
REAL GOODS SOLAR INC CL A -23 Sold Out 0
U S GLOBAL INVS INC CL A 7,765 -117 (1.48) 2,537,531
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,072 -12 (1.08) 7,330
ALLIANCEBERNSTEIN INCOME FUND COM 9,135 -21,552 (70.23) 1,213,086
AMERICAN RLTY CAP PPTYS INC COM 16,083 4,000 33.11 1,703,665
APPLE INC COM 390 New 3,283
AT&T INC COM 4,863 1,264 35.13 147,544
B2GOLD CORP COM 5,672 2,347 70.60 2,923,675
BLACKROCK CR ALLCTN INC TR COM 15,702 -368 (2.29) 1,163,121
BLACKROCK FLOATING RATE INCOME COM 1,164 1,164 New 89,490
BLACKROCK GLOBAL OPP EQTY TR COM 317 317 New 23,810
BLACKROCK INCOME TR INC COM 979 979 New 151,281
BLACKROCK MUNI INTER DR FD INC COM 2,630 -76 (2.81) 176,286
BLACKROCK UTIL & INFRASTRCTURE COM 440 -136 (23.65) 21,071
BOULDER TOTAL RETURN FD INC COM 520 -83 (13.7) 19,143
CBRE CLARION GLOBAL REAL ESTAT COM 121 -2 (1.43) 12,906
CHAMBERS STR PPTYS COM 2,191 767 53.91 254,774
CINEDIGM CORP COM 1,405 -6 (0.43) 949,431