FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 03/31/2014

Position Statistics

Total Positions 127
New Positions 10
Increased Positions 38
Decreased Positions 71
Positions with Activity 109
Sold Out Positions 14
Total Mkt Value (in $ millions) 338

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.5%
Capital Goods 1.28%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 1.07%
Energy 0.06%
Financial 75.76%
Healthcare 0.09%
Services 13.1%
Technology 0.19%
Transportation 0.07%
Utilities 0.69%

127 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR -1,227 Sold Out 0
DREAMWORKS ANIMATION SKG INC CL A -1,051 Sold Out 0
GAIAM INC CL A 12,707 4 .04 1,787,270
REAL GOODS SOLAR INC CL A 633 -193 (23.39) 186,078
U S GLOBAL INVS INC CL A 8,024 1,665 26.18 2,325,912
UNITED PARCEL SERVICE INC CL B 245 -16 (6.11) 2,505
BERKSHIRE HATHAWAY INC DEL CL B NEW 918 -10 (1.1) 7,222
ALLIANCEBERNSTEIN INCOME FUND COM 27,232 8,151 42.72 3,766,542
AMERICAN RLTY CAP PPTYS INC COM 6,531 -1,849 (22.06) 491,451
AMERICAN SELECT PORTFOLIO INC COM 4,926 -42 (0.85) 495,112
AMERICAN STRATEGIC INCM PTFL COM 1,687 New 173,780
AMERN STRATEGIC INCOME PTFL II COM 973 -153 (13.6) 115,853
APACHE CORP COM 210 -3 (1.52) 2,464
APPLE INC COM 448 -614 (57.79) 854
ARCHER DANIELS MIDLAND CO COM -383 Sold Out 0
ASSOCIATED ESTATES RLTY CORP COM 4,591 -69 (1.48) 274,926
AT&T INC COM 3,517 3,517 New 97,580
B2GOLD CORP COM 1,471 -4 (0.27) 542,645
BLACKROCK CR ALLCTN INC TR COM 17,807 -1,411 (7.34) 1,317,058
BLACKROCK INCOME OPP TRUST INC COM 1,874 -50 (2.58) 179,534