FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 03/31/2015

Position Statistics

Total Positions 139
New Positions 27
Increased Positions 70
Decreased Positions 66
Positions with Activity 136
Sold Out Positions 13
Total Mkt Value (in $ millions) 401

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.91%
Capital Goods 0.97%
Conglomerates 1.43%
Consumer Cyclical 0.58%
Consumer/Non-Cyclical 2.37%
Energy 0.08%
Financial 62.54%
Healthcare 0.27%
Services 18.1%
Technology 1.52%
Transportation 0.66%
Utilities 0.64%

139 Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
GAIAM INC CL A 11,850 -129 (1.08) 1,740,069
LEAPFROG ENTERPRISES INC CL A 2,325 1,908 457.76 1,071,458
U S GLOBAL INVS INC CL A 7,479 -96 (1.27) 2,505,380
UNITED PARCEL SERVICE INC CL B 227 227 New 2,225
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,074 5 .44 7,362
GOOGLE INC CL C 531 531 New 984
ALLIANCEBERNSTEIN INCOME FUND COM 11,331 1,966 20.99 1,467,765
AMERICAN RLTY CAP PPTYS INC COM 15,551 -3 (0.02) 1,703,309
APPLE INC COM -427 Sold Out 0
AT&T INC COM 5,442 334 6.53 157,185
AVON PRODS INC COM 81 81 New 11,975
B2GOLD CORP COM 5,598 364 6.96 3,127,135
BLACKROCK CR ALLCTN INC TR COM 15,090 -251 (1.64) 1,144,073
BLACKROCK FLOAT RATE OME STRAT COM 948 948 New 68,372
BLACKROCK FLOATING RATE INCOME COM 191 -1,015 (84.16) 14,175
BLACKROCK GLOBAL OPP EQTY TR COM 419 82 24.18 29,568
BLACKROCK INCOME TR INC COM 696 -277 (28.49) 108,181
BLACKROCK MUNI INTER DR FD INC COM 2,428 -29 (1.19) 174,186
BLACKROCK UTIL & INFRASTRCTURE COM 358 -56 (13.46) 18,235
BOULDER GROWTH & INCOME FD INC COM 569 42 8.04 64,552