FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2015

Position Statistics

Total Positions 137
New Positions 13
Increased Positions 61
Decreased Positions 70
Positions with Activity 131
Sold Out Positions 10
Total Mkt Value (in $ millions) 357

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 0.3%
Conglomerates 0.41%
Consumer Cyclical 0.5%
Consumer/Non-Cyclical 3.13%
Energy 0%
Financial 65.53%
Healthcare 0.35%
Services 17.53%
Technology 1.73%
Transportation 0%
Utilities 0.83%

137 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
EXXON MOBIL CORP COM -269 Sold Out 0
MFS INTERMARKET INCOME TRUST I SH BEN INT -199 Sold Out 0
MICROSOFT CORP COM -225 Sold Out 0
MONTGOMERY STR INCOME SECS INC COM -696 Sold Out 0
NUVEEN SELECT TAX FREE INCM 3 SH BEN INT -323 Sold Out 0
SELECT INCOME REIT COM SH BEN INT -6,349 Sold Out 0
TTM TECHNOLOGIES INC COM -54 Sold Out 0
UNITED PARCEL SERVICE INC CL B -219 Sold Out 0
UTI WORLDWIDE INC ORD -1,727 Sold Out 0
WESCO AIRCRAFT HLDGS INC COM -849 Sold Out 0
BLACKROCK RES & COMM STRAT TR SHS 229 -3,113 (93.15) 28,846
DIVERSIFIED REAL ASSET INC FD COM SHS 316 -2,103 (86.94) 18,881
VOYA PRIME RATE TR SH BEN INT 771 -1,643 (68.05) 148,061
TRAVELZOO INC COM NEW 966 -1,729 (64.16) 98,050
FASTENAL CO COM 1,056 -1,669 (61.24) 27,298
FEDERATED PREM INTR MUN INC FD COM 300 -427 (58.78) 23,075
INVESCO BD FD COM 261 -314 (54.61) 15,301
TEMPLETON DRAGON FD INC COM 273 -316 (53.64) 13,803
PFIZER INC COM 256 -240 (48.37) 7,851
MFS INTER INCOME TR SH BEN INT 2,121 -1,427 (40.21) 466,234