FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 03/31/2014

Position Statistics

Total Positions 127
New Positions 10
Increased Positions 38
Decreased Positions 71
Positions with Activity 109
Sold Out Positions 14
Total Mkt Value (in $ millions) 339

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.49%
Capital Goods 1.27%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 1.1%
Energy 0.06%
Financial 75.74%
Healthcare 0.09%
Services 13.12%
Technology 0.19%
Transportation 0.07%
Utilities 0.69%

127 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLEGION PUB LTD CO ORD SHS -273 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -379 Sold Out 0
CALAMOS GBL DYN INCOME FUND COM -128 Sold Out 0
CINEDIGM CORP COM -62 Sold Out 0
DREAMWORKS ANIMATION SKG INC CL A -1,067 Sold Out 0
EXXON MOBIL CORP COM -346 Sold Out 0
KINROSS GOLD CORP COM NO PAR -637 Sold Out 0
MICROSOFT CORP COM -257 Sold Out 0
NEWMONT MINING CORP COM -3,390 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR -1,242 Sold Out 0
TOFUTTI BRANDS INC COM -346 Sold Out 0
TRAVELERS COMPANIES INC COM -272 Sold Out 0
WELLS FARGO & CO NEW COM -342 Sold Out 0
WESTERN ASSET INTM MUNI FD INC COM -114 Sold Out 0
HAWAIIAN ELEC INDUSTRIES COM 231 -3,617 (94.01) 9,325
NUVEEN REAL ASSET INC & GROWTH COM 353 -1,776 (83.4) 18,770
MADISON CVRED CALL & EQ STR FD COM 1,342 -2,359 (63.74) 161,046
APPLE INC COM 454 -622 (57.79) 854
LAZARD WORLD DIVID & INCOME FD COM 153 -164 (51.77) 10,875
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN 2,579 -2,592 (50.13) 130,392