FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 116
New Positions 3
Increased Positions 34
Decreased Positions 67
Positions with Activity 101
Sold Out Positions 13
Total Mkt Value (in $ millions) 341

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.69%
Capital Goods 1.05%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.19%
Energy 0.07%
Financial 72.32%
Healthcare 0.07%
Services 13.81%
Technology 0.03%
Transportation 0.07%
Utilities 0.7%

116 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
APPLE INC COM -588 Sold Out 0
CTC MEDIA INC COM -2,876 Sold Out 0
DENALI FD INC COM -307 Sold Out 0
DIVIDEND & INCOME FUND COM NEW -181 Sold Out 0
EARTHLINK HLDGS CORP COM -62 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -1,700 Sold Out 0
HAWAIIAN ELEC INDUSTRIES COM -225 Sold Out 0
INGERSOLL-RAND PLC SHS -215 Sold Out 0
INVESCO MUNI INCOME OPP TRST COM -692 Sold Out 0
MANNKIND CORP COM -100 Sold Out 0
NUVEEN REAL ASSET INC & GROWTH COM -368 Sold Out 0
ROYCE GLOBAL VALUE TR INC COM -204 Sold Out 0
WESTERN ASSET INFL MGMT FD INC COM -2,907 Sold Out 0
MAINSTAY DEFINEDTERM MN OPP FD COM 365 -1,371 (78.96) 20,800
ASSOCIATED ESTATES RLTY CORP COM 1,265 -3,683 (74.43) 70,300
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 256 -427 (62.55) 21,548
MADISON CVRED CALL & EQ STR FD COM 760 -649 (46.05) 86,883
VIRTUS TOTAL RETURN FD COM 3,725 -2,569 (40.82) 776,023
BLACKROCK INCOME OPP TRUST INC COM 1,220 -690 (36.15) 114,639
BLACKROCK UTIL & INFRASTRCTURE COM 592 -329 (35.7) 28,253