FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 116
New Positions 3
Increased Positions 34
Decreased Positions 67
Positions with Activity 101
Sold Out Positions 13
Total Mkt Value (in $ millions) 341

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.69%
Capital Goods 1.05%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.19%
Energy 0.07%
Financial 72.32%
Healthcare 0.07%
Services 13.81%
Technology 0.03%
Transportation 0.07%
Utilities 0.7%

116 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET WORLDWIDE INCOME COM 1,020 50 5.17 78,229
SPECIAL OPPORTUNITIES FD INC COM 1,016 -5 (0.52) 59,537
TEMPLETON DRAGON FD INC COM 1,011 7 .70 36,753
DELAWARE INVT NAT MUNI INC FD SH BEN INT 996 14 1.45 76,938
AMERN STRATEGIC INCOME PTFL II COM 970 -49 (4.84) 110,243
NUVEEN SELECT TAX FREE INCM 3 SH BEN INT 943 New 68,300
BERKSHIRE HATHAWAY INC DEL CL B NEW 932 12 1.36 7,320
FIRST FED NORTHN MICH BANCORP COM 905 -51 (5.31) 157,956
COLGATE PALMOLIVE CO COM 810 New 12,200
NUVEEN SELECT TAX FREE INCM PT SH BEN INT 806 New 58,514
MADISON CVRED CALL & EQ STR FD COM 760 -649 (46.05) 86,883
ZWEIG TOTAL RETURN FD INC COM NEW 731 -49 (6.33) 50,745
NOAH HLDGS LTD SPONSORED ADS 717 72 11.10 42,800
DREYFUS MUN BD INFRSTRCTR FD SHS 651 New 56,000
PROCTER & GAMBLE CO COM 623 .01 7,925
COFFEE HLDGS INC COM 594 -4 (0.63) 94,307
BLACKROCK UTIL & INFRASTRCTURE COM 592 -329 (35.7) 28,253
BOULDER TOTAL RETURN FD INC COM 573 -72 (11.15) 22,351
FEDERATED PREM INTR MUN INC FD COM 570 -6 (1.12) 44,150
NUVEEN SELECT TAX FREE INCM PT SH BEN INT 569 New 41,877