FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2015

Position Statistics

Total Positions 137
New Positions 13
Increased Positions 61
Decreased Positions 70
Positions with Activity 131
Sold Out Positions 10
Total Mkt Value (in $ millions) 357

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 0.3%
Conglomerates 0.41%
Consumer Cyclical 0.5%
Consumer/Non-Cyclical 3.13%
Energy 0%
Financial 65.53%
Healthcare 0.35%
Services 17.53%
Technology 1.73%
Transportation 0%
Utilities 0.83%

137 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MFS INVT GRADE MUN TR SH BEN INT 1,240 138 12.55 128,249
SUNOPTA INC COM 1,236 1,236 New 138,835
NUVEEN PERFORMANCE PLUS MUN FD COM 1,109 48 4.49 79,200
BLACKROCK FLOAT RATE OME STRAT COM 1,106 222 25.10 85,534
BLACKROCK CORE BD TR SHS BEN INT 1,102 1,102 New 86,992
INVESCO DYNAMIC CR OPP FD COM 1,089 -597 (35.41) 99,566
SPARK NETWORKS INC COM 1,075 535 99.22 341,163
MORGAN STANLEY TRUSTS INCOME SECS INC 1,062 -87 (7.61) 62,559
FASTENAL CO COM 1,056 -1,669 (61.24) 27,298
ZWEIG TOTAL RETURN FD INC COM NEW 1,048 268 34.45 87,762
DREYFUS MUN BD INFRSTRCTR FD SHS 1,017 -5 (0.46) 87,565
BIRNER DENTAL MGMT SERVICES IN COM NEW 1,005 445 79.36 79,485
BERKSHIRE HATHAWAY INC DEL CL B NEW 999 New 7,362
DELAWARE INVT NAT MUNI INC FD SH BEN INT 966 46 5.02 76,388
TRAVELZOO INC COM NEW 966 -1,729 (64.16) 98,050
ROYCE GLOBAL VALUE TR INC COM 962 -77 (7.43) 129,702
BLACKROCK FLOATING RATE INCOME COM 955 776 433.25 75,588
NUVEEN GLOBAL HIGH INCOME FD SHS 942 -25 (2.62) 62,238
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 895 -235 (20.82) 69,135
COHEN & STEERS INFRASTRUCTURE COM 809 -249 (23.55) 40,734