FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2015

Position Statistics

Total Positions 137
New Positions 13
Increased Positions 61
Decreased Positions 70
Positions with Activity 131
Sold Out Positions 10
Total Mkt Value (in $ millions) 372

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.93%
Capital Goods 0.3%
Conglomerates 1.07%
Consumer Cyclical 0.58%
Consumer/Non-Cyclical 3.03%
Energy 0%
Financial 64.4%
Healthcare 0.37%
Services 18.15%
Technology 1.87%
Transportation 0%
Utilities 0.79%

137 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GDL FUND COM SH BEN IT 2,504 192 8.28 246,974
BLACKROCK MUNI INTER DR FD INC COM 2,458 60 2.50 178,536
NUVEEN INTER DURATION MN TMFD COM 2,428 -419 (14.73) 197,553
TIVO INC COM 2,384 -48 (1.99) 241,530
GOOGLE INC CL C 2,361 1,743 282.01 3,759
INVESCO QUALITY MUNI INC TRST COM 2,281 -13 (0.57) 191,400
LEAPFROG ENTERPRISES INC CL A 2,152 952 79.31 1,921,174
MFS INTER INCOME TR SH BEN INT 2,121 -1,427 (40.21) 466,234
EATON VANCE MUN INCOME 2028 TE SHS 2,030 -69 (3.29) 117,500
INVESCO TR INVT GRADE MUNS COM 1,914 -13 (0.66) 150,250
FORT DEARBORN INCOME SECS INC COM 1,792 -320 (15.14) 128,517
GENWORTH FINL INC COM CL A 1,768 481 37.36 246,965
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 1,644 -1,065 (39.31) 139,425
EATON VANCE SH TM DR DIVR INCM COM 1,624 55 3.48 117,539
DEUTSCHE STRATEGIC INCOME TR SHS 1,594 164 11.48 146,529
NUVEEN INT DUR QUAL MUN TRM FD COM 1,573 -43 (2.64) 128,910
EVERSOURCE ENERGY COM 1,437 New 29,860
SUNOPTA INC COM 1,416 1,416 New 138,835
EATON VANCE NATL MUN OPPORT TR COM SHS 1,368 -389 (22.15) 67,822
WESTERN ASST MN PRT FD INC COM 1,316 -46 (3.35) 86,662