FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 116
New Positions 3
Increased Positions 34
Decreased Positions 67
Positions with Activity 101
Sold Out Positions 13
Total Mkt Value (in $ millions) 339

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.65%
Capital Goods 1.05%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.19%
Energy 0.07%
Financial 72.24%
Healthcare 0.07%
Services 13.92%
Technology 0.03%
Transportation 0.07%
Utilities 0.69%

116 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 2,167 -598 (21.64) 178,646
GOLDCORP INC NEW COM 2,160 -19 (0.86) 77,853
EATON VANCE MUN INCOME TERM TR SHS 2,126 -17 (0.79) 126,000
CUTWATER SELECT INCOME FD COM 2,104 -372 (15.03) 110,261
EATON VANCE NATL MUN OPPORT TR COM SHS 2,011 -14 (0.69) 101,291
HARRIS & HARRIS GROUP INC COM 2,004 -94 (4.47) 632,042
INVESCO TR INVT GRADE MUNS COM 1,871 37 2.04 145,400
NUVEEN INT DUR QUAL MUN TRM FD COM 1,846 -13 (0.68) 145,960
LEGG MASON BW GLB INC OPP FD COM 1,577 -122 (7.19) 86,651
AMERICAN STRATEGIC INCM PTFL COM 1,546 -233 (13.12) 150,980
WESTERN ASST MN PRT FD INC COM 1,425 New 97,162
COHEN & STEERS INFRASTRUCTURE COM 1,383 -71 (4.91) 57,861
NORTHEAST UTILS COM 1,342 New 29,860
DOVER SADDLERY INC COM 1,327 -347 (20.71) 255,750
MORGAN STANLEY TRUSTS INCOME SECS INC 1,316 -15 (1.16) 74,372
LIFEWAY FOODS INC COM 1,293 -23 (1.75) 102,526
ASSOCIATED ESTATES RLTY CORP COM 1,262 -3,673 (74.43) 70,300
BLACKROCK INCOME OPP TRUST INC COM 1,212 -686 (36.15) 114,639
COMSTOCK MNG INC COM 1,063 89 9.09 677,314
MFS INTERMARKET INCOME TRUST I SH BEN INT 1,034 -77 (6.95) 123,558