FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2015

Position Statistics

Total Positions 137
New Positions 13
Increased Positions 61
Decreased Positions 70
Positions with Activity 131
Sold Out Positions 10
Total Mkt Value (in $ millions) 375

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.93%
Capital Goods 0.3%
Conglomerates 1.14%
Consumer Cyclical 0.48%
Consumer/Non-Cyclical 3.21%
Energy 0%
Financial 64.2%
Healthcare 0.36%
Services 15.28%
Technology 1.89%
Transportation 0%
Utilities 0.81%

137 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
U S GLOBAL INVS INC CL A 5,386 99 1.88 2,552,408
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 5,050 -1,605 (24.11) 133,670
NUVEEN CR STRATEGIES INCM FD COM SHS 5,010 42 .85 583,255
STRATEGIC GLOBAL INCOME FD COM 4,997 -10 (0.21) 613,123
SILVER WHEATON CORP COM 4,804 -8 (0.18) 367,292
AT&T INC COM 4,546 -915 (16.75) 130,851
TERADATA CORP DEL COM 4,405 -37 (0.84) 118,697
RCS CAP CORP COM CL A 4,261 -21 (0.49) 730,845
COHEN & STEERS CLOSED END OPPO COM 4,250 -17 (0.4) 358,387
MFS CHARTER INCOME TR SH BEN INT 4,181 4,181 New 496,511
PIONEER FLOATING RATE TR COM 3,820 1,904 99.38 330,004
NEW GOLD INC CDA COM 3,783 811 27.30 1,719,718
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT 3,433 726 26.80 216,599
B2GOLD CORP COM 3,327 -19 (0.58) 3,109,035
LEGG MASON BW GLB INC OPP FD COM 3,084 1,923 165.61 228,070
FRANKLIN LTD DURATION INC TR COM 2,972 248 9.11 255,298
MEDICAL PPTYS TRUST INC COM 2,950 2,339 383.07 215,772
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 2,848 -51 (1.78) 136,925
DOMINION DIAMOND CORP COM 2,806 -1,464 (34.28) 225,359
GDL FUND COM SH BEN IT 2,519 193 8.28 246,974