FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 12/31/2014

Position Statistics

Total Positions 130
New Positions 20
Increased Positions 53
Decreased Positions 74
Positions with Activity 127
Sold Out Positions 18
Total Mkt Value (in $ millions) 376

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.72%
Capital Goods 0.53%
Conglomerates 1.5%
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 2.43%
Energy
Financial 68.12%
Healthcare 0.2%
Services 17.08%
Technology 0.76%
Transportation
Utilities 0.68%

130 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MEDICAL PPTYS TRUST INC COM 6,051 -101 (1.64) 406,117
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 5,820 116 2.03 175,085
SILVER WHEATON CORP COM 5,768 12 .20 287,845
RCS CAP CORP COM CL A 5,641 5,641 New 564,700
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 5,527 -9,108 (62.23) 397,060
NUVEEN CR STRATEGIES INCM FD COM SHS 5,180 894 20.87 568,565
B2GOLD CORP COM 4,853 2,008 70.60 2,923,675
STRATEGIC GLOBAL INCOME FD COM 4,839 53 1.10 566,571
AT&T INC COM 4,813 1,251 35.13 147,544
COHEN & STEERS CLOSED END OPPO COM 4,806 -5 (0.1) 374,858
SASOL LTD SPONSORED ADR 4,410 4,410 New 125,130
NUVEEN INTER DURATION MN TMFD COM 3,870 336 9.51 298,378
LEXINGTON REALTY TRUST COM 3,339 573 20.72 331,245
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 3,000 96 3.31 143,600
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 2,884 -56 (1.91) 236,745
HARRIS & HARRIS GROUP INC COM 2,785 520 22.96 916,177
FRANKLIN LTD DURATION INC TR COM 2,625 2,625 New 215,304
BLACKROCK MUNI INTER DR FD INC COM 2,567 -74 (2.81) 176,286
TERADATA CORP DEL COM 2,441 299 13.98 57,202
INVESCO QUALITY MUNI INC TRST COM 2,437 -110 (4.32) 195,600