FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 116
New Positions 3
Increased Positions 34
Decreased Positions 67
Positions with Activity 101
Sold Out Positions 13
Total Mkt Value (in $ millions) 339

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.67%
Capital Goods 1.06%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.27%
Energy 0.07%
Financial 72.33%
Healthcare 0.07%
Services 13.73%
Technology 0.04%
Transportation 0.07%
Utilities 0.7%

13 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM -566 Sold Out 0
CTC MEDIA INC COM -3,056 Sold Out 0
DENALI FD INC COM -308 Sold Out 0
DIVIDEND & INCOME FUND COM NEW -181 Sold Out 0
EARTHLINK HLDGS CORP COM -54 Sold Out 0
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT -1,684 Sold Out 0
HAWAIIAN ELEC INDUSTRIES COM -229 Sold Out 0
INGERSOLL-RAND PLC SHS -227 Sold Out 0
INVESCO MUNI INCOME OPP TRST COM -690 Sold Out 0
MANNKIND CORP COM -113 Sold Out 0
NUVEEN REAL ASSET INC & GROWTH COM -370 Sold Out 0
ROYCE GLOBAL VALUE TR INC COM -206 Sold Out 0
WESTERN ASSET INFL MGMT FD INC COM -2,907 Sold Out 0