FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 03/31/2015

Position Statistics

Total Positions 139
New Positions 27
Increased Positions 70
Decreased Positions 66
Positions with Activity 136
Sold Out Positions 13
Total Mkt Value (in $ millions) 401

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.83%
Capital Goods 0.97%
Conglomerates 1.45%
Consumer Cyclical 0.58%
Consumer/Non-Cyclical 2.33%
Energy 0.08%
Financial 62.53%
Healthcare 0.27%
Services 18.22%
Technology 1.5%
Transportation 0.66%
Utilities 0.64%

27 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PIMCO DYNAMIC CR INCOME FD COM SHS 11,134 11,134 New 536,559
SELECT INCOME REIT COM SH BEN INT 7,994 7,994 New 338,591
GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 6,483 6,483 New 330,447
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 5,620 5,620 New 345,181
NEW GOLD INC CDA COM 4,350 4,350 New 1,350,893
TRAVELZOO INC COM NEW 3,576 3,576 New 273,579
EATON VANCE FLTG RATE INCOM FD COM SHS BEN INT 2,909 2,909 New 170,824
DIVERSIFIED REAL ASSET INC FD COM SHS 2,583 2,583 New 144,598
UTI WORLDWIDE INC ORD 2,407 2,407 New 250,685
GENWORTH FINL INC COM CL A 1,426 1,426 New 179,800
NUVEEN PERFORMANCE PLUS MUN FD COM 1,092 1,092 New 75,800
BLACKROCK FLOAT RATE OME STRAT COM 944 944 New 68,372
ZWEIG TOTAL RETURN FD INC COM NEW 884 884 New 65,275
GABELLI GLB SML & MD CP VAL TR COM 772 772 New 71,326
FEDERATED PREM INTR MUN INC FD COM 696 696 New 55,975
NUVEEN DIVID ADVANTAGE MUN INC COM 554 554 New 40,125
GOOGLE INC CL C 531 531 New 984
SPARK NETWORKS INC COM 524 524 New 171,248
NUVEEN SELECT TAX FREE INCM PT SH BEN INT 331 331 New 23,964
EXXON MOBIL CORP COM 310 310 New 3,587