FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 09/30/2014

Position Statistics

Total Positions 120
New Positions 19
Increased Positions 56
Decreased Positions 51
Positions with Activity 107
Sold Out Positions 10
Total Mkt Value (in $ millions) 335

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.58%
Capital Goods 0.36%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.52%
Energy 0%
Financial 68.92%
Healthcare 0.13%
Services 16.79%
Technology 0.8%
Transportation 0%
Utilities 0.77%

56 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK CR ALLCTN INC TR COM 15,856 494 3.22 1,190,385
AMERICAN RLTY CAP PPTYS INC COM 11,494 1,175 11.38 1,279,934
U S GLOBAL INVS INC CL A 7,907 215 2.80 2,575,652
FRANKLIN UNVL TR SH BEN INT 7,886 302 3.98 1,095,324
NUVEEN QUALITY PFD INC FD 3 COM 7,602 198 2.68 898,373
JANUS CAP GROUP INC COM 7,265 7,265 New 483,350
DOMINION DIAMOND CORP COM 6,489 58 .90 447,800
LIFE TIME FITNESS INC COM 6,351 6,351 New 115,575
SILVER WHEATON CORP COM 6,122 32 .53 287,265
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 6,075 6,075 New 171,608
COHEN & STEERS CLOSED END OPPO COM 5,017 390 8.44 375,244
MFS MULTIMARKET INCOME TR SH BEN INT 4,843 2,016 71.33 765,010
STRATEGIC GLOBAL INCOME FD COM 4,836 147 3.14 560,384
COTT CORP QUE COM 4,461 343 8.34 673,911
NUVEEN CR STRATEGIES INCM FD COM SHS 4,126 4,126 New 470,415
AT&T INC COM 3,852 85 2.26 109,191
COEUR MNG INC COM NEW 3,489 56 1.64 791,158
NUVEEN INTER DURATION MN TMFD COM 3,387 25 .74 272,478
KINROSS GOLD CORP COM NO PAR 3,380 3,380 New 1,194,468
B2GOLD CORP COM 3,136 1,419 82.65 1,713,810