FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 09/30/2014

Position Statistics

Total Positions 120
New Positions 19
Increased Positions 56
Decreased Positions 51
Positions with Activity 107
Sold Out Positions 10
Total Mkt Value (in $ millions) 331

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.57%
Capital Goods 0.38%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.66%
Energy 0%
Financial 68.35%
Healthcare 0.12%
Services 16.52%
Technology 0.81%
Transportation 0%
Utilities 0.84%

56 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK CR ALLCTN INC TR COM 15,880 495 3.22 1,190,385
AMERICAN RLTY CAP PPTYS INC COM 10,662 1,090 11.38 1,279,934
DOMINION DIAMOND CORP COM 7,801 69 .90 447,800
FRANKLIN UNVL TR SH BEN INT 7,766 297 3.98 1,095,324
JANUS CAP GROUP INC COM 7,734 7,734 New 483,350
NUVEEN QUALITY PFD INC FD 3 COM 7,537 196 2.68 898,373
U S GLOBAL INVS INC CL A 7,212 196 2.80 2,575,652
LIFE TIME FITNESS INC COM 6,416 6,416 New 115,575
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 5,955 5,955 New 171,608
SILVER WHEATON CORP COM 5,605 29 .53 287,265
COHEN & STEERS CLOSED END OPPO COM 4,886 380 8.44 375,244
MFS MULTIMARKET INCOME TR SH BEN INT 4,766 1,984 71.33 765,010
STRATEGIC GLOBAL INCOME FD COM 4,746 144 3.14 560,384
COTT CORP QUE COM 4,670 360 8.34 673,911
NUVEEN CR STRATEGIES INCM FD COM SHS 4,060 4,060 New 470,415
COEUR MNG INC COM NEW 3,798 61 1.64 791,158
AT&T INC COM 3,716 82 2.26 109,191
NUVEEN INTER DURATION MN TMFD COM 3,403 25 .74 272,478
LEXINGTON REALTY TRUST COM 3,114 3,114 New 274,392
KINROSS GOLD CORP COM NO PAR 3,094 3,094 New 1,194,468