FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 116
New Positions 3
Increased Positions 34
Decreased Positions 67
Positions with Activity 101
Sold Out Positions 13
Total Mkt Value (in $ millions) 340

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.57%
Capital Goods 1.06%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.27%
Energy 0.07%
Financial 72.36%
Healthcare 0.07%
Services 13.79%
Technology 0.04%
Transportation 0.07%
Utilities 0.7%

67 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET CLYM INFL OPP IN COM 31,233 -213 (0.68) 2,570,598
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 16,629 -3,036 (15.44) 1,229,077
BLACKROCK CR ALLCTN INC TR COM 15,823 -2,247 (12.43) 1,153,295
BLACKROCK REAL ASSET EQUITY TR COM 13,436 -7,099 (34.57) 1,418,826
GAIAM INC CL A 12,107 -65 (0.53) 1,777,785
MONTGOMERY STR INCOME SECS INC COM 7,560 -133 (1.72) 454,612
HANCOCK JOHN TAX-ADV DIV INCM COM 7,480 -1,795 (19.35) 356,198
WELLS FARGO ADVANTAGE MULTI COM SHS 5,638 -85 (1.48) 377,904
AMERICAN SELECT PORTFOLIO INC COM 4,563 -725 (13.7) 427,263
VIRTUS TOTAL RETURN FD COM 3,725 -2,569 (40.82) 776,023
FIRST TR INTER DUR PFD & IN FD COM 3,390 -553 (14.02) 152,169
FEDERATED ENHANC TREAS INCM FD COM SH BEN INT 3,243 -759 (18.98) 240,733
WESTERN ASSET GLOBAL CP DEFINE COM 2,976 -2 (0.08) 159,655
DIGITAL RLTY TR INC COM 2,684 -48 (1.74) 42,280
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN 2,629 -86 (3.16) 126,271
FORT DEARBORN INCOME SECS INC COM 2,580 -15 (0.57) 174,977
INVESCO BD FD COM 2,330 -19 (0.79) 122,837
BLACKROCK MUNI INTER DR FD INC COM 2,262 -29 (1.25) 158,304
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 2,197 -607 (21.64) 178,646
CUTWATER SELECT INCOME FD COM 2,167 -383 (15.03) 110,261