FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 116
New Positions 3
Increased Positions 34
Decreased Positions 67
Positions with Activity 101
Sold Out Positions 13
Total Mkt Value (in $ millions) 340

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.47%
Capital Goods 1.03%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.39%
Energy 0.07%
Financial 71.98%
Healthcare 0.07%
Services 14.18%
Technology 0.03%
Transportation 0.07%
Utilities 0.7%

67 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET CLYM INFL OPP IN COM 30,950 -211 (0.68) 2,570,598
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 16,408 -2,995 (15.44) 1,229,077
BLACKROCK CR ALLCTN INC TR COM 15,593 -2,214 (12.43) 1,153,295
BLACKROCK REAL ASSET EQUITY TR COM 13,223 -6,987 (34.57) 1,418,826
GAIAM INC CL A 12,693 -68 (0.53) 1,777,785
MONTGOMERY STR INCOME SECS INC COM 7,483 -131 (1.72) 454,612
HANCOCK JOHN TAX-ADV DIV INCM COM 7,430 -1,783 (19.35) 356,198
WELLS FARGO ADVANTAGE MULTI COM SHS 5,494 -83 (1.48) 377,904
AMERICAN SELECT PORTFOLIO INC COM 4,525 -719 (13.7) 427,263
VIRTUS TOTAL RETURN FD COM 3,702 -2,553 (40.82) 776,023
FIRST TR INTER DUR PFD & IN FD COM 3,358 -548 (14.02) 152,169
FEDERATED ENHANC TREAS INCM FD COM SH BEN INT 3,223 -755 (18.98) 240,733
WESTERN ASSET GLOBAL CP DEFINE COM 2,982 -2 (0.08) 159,655
DIGITAL RLTY TR INC COM 2,830 -50 (1.74) 42,280
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN 2,722 -89 (3.16) 126,271
FORT DEARBORN INCOME SECS INC COM 2,535 -14 (0.57) 174,977
INVESCO BD FD COM 2,345 -19 (0.79) 122,837
BLACKROCK MUNI INTER DR FD INC COM 2,278 -29 (1.25) 158,304
GOLDCORP INC NEW COM 2,210 -19 (0.86) 77,853
EATON VANCE MUN INCOME TERM TR SHS 2,152 -17 (0.79) 126,000