FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 03/31/2015

Position Statistics

Total Positions 137
New Positions 27
Increased Positions 70
Decreased Positions 64
Positions with Activity 134
Sold Out Positions 13
Total Mkt Value (in $ millions) 374

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.24%
Capital Goods 1.03%
Conglomerates 1.18%
Consumer Cyclical 0.41%
Consumer/Non-Cyclical 2.53%
Energy 0.08%
Financial 64.42%
Healthcare 0.29%
Services 16.94%
Technology 1.45%
Transportation 0.69%
Utilities 0.65%

134 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET CLYM INFL OPP IN COM 40,347 1,145 2.92 3,573,695
BLACKROCK CR ALLCTN INC TR COM 14,507 -242 (1.64) 1,144,073
AMERICAN RLTY CAP PPTYS INC COM 13,933 -3 (0.02) 1,703,309
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 12,860 3,787 41.73 1,978,477
GAIAM INC CL A 11,363 -123 (1.08) 1,740,069
ALLIANCEBERNSTEIN INCOME FUND COM 10,979 1,905 20.99 1,467,765
PIMCO DYNAMIC CR INCOME FD COM SHS 10,822 10,822 New 536,559
JANUS CAP GROUP INC COM 10,692 201 1.91 637,174
MFS MULTIMARKET INCOME TR SH BEN INT 10,046 258 2.64 1,620,353
COTT CORP QUE COM 7,806 7 .09 794,940
FRANKLIN UNVL TR SH BEN INT 7,778 -358 (4.4) 1,202,172
WELLS FARGO ADVANTAGE MULTI COM SHS 7,584 -4 (0.05) 590,160
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 7,189 1,251 21.07 638,983
SELECT INCOME REIT COM SH BEN INT 7,053 7,053 New 338,591
NUVEEN QUALITY PFD INC FD 3 COM 6,945 -296 (4.09) 844,845
WESTERN ASSET GLOBAL CP DEFINE COM 6,591 419 6.80 385,415
U S GLOBAL INVS INC CL A 6,479 -83 (1.27) 2,505,380
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 6,461 39 .61 176,145
SILVER WHEATON CORP COM 6,380 1,389 27.82 367,935
GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 6,123 6,123 New 330,447