FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 12/31/2014

Position Statistics

Total Positions 130
New Positions 20
Increased Positions 53
Decreased Positions 74
Positions with Activity 127
Sold Out Positions 18
Total Mkt Value (in $ millions) 376

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.8%
Capital Goods 0.53%
Conglomerates 1.59%
Consumer Cyclical 0.18%
Consumer/Non-Cyclical 2.52%
Energy
Financial 68.65%
Healthcare 0.2%
Services 16.17%
Technology 0.78%
Transportation
Utilities 0.71%

127 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET CLYM INFL OPP IN COM 39,202 13,579 53.00 3,472,304
BLACKROCK RES & COMM STRAT TR SHS 18,114 9,366 107.06 1,796,997
AMERICAN RLTY CAP PPTYS INC COM 15,725 3,911 33.11 1,703,665
BLACKROCK CR ALLCTN INC TR COM 15,539 -364 (2.29) 1,163,121
GAIAM INC CL A 11,416 -80 (0.7) 1,758,970
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 10,539 10,539 New 1,395,932
JANUS CAP GROUP INC COM 10,435 2,368 29.35 625,220
MFS MULTIMARKET INCOME TR SH BEN INT 10,104 5,208 106.36 1,578,702
ALLIANCEBERNSTEIN INCOME FUND COM 9,135 -21,552 (70.23) 1,213,086
FRANKLIN UNVL TR SH BEN INT 9,066 1,169 14.80 1,257,476
U S GLOBAL INVS INC CL A 8,095 -122 (1.48) 2,537,531
WELLS FARGO ADVANTAGE MULTI COM SHS 8,036 2,910 56.78 590,450
LIFE TIME FITNESS INC COM 7,755 946 13.90 131,635
COTT CORP QUE COM 7,680 1,164 17.86 794,238
NUVEEN QUALITY PFD INC FD 3 COM 7,664 -152 (1.95) 880,876
MONTGOMERY STR INCOME SECS INC COM 7,189 -319 (4.25) 430,726
WESTERN ASSET GLOBAL CP DEFINE COM 6,561 3,537 116.94 360,884
MFS INTER INCOME TR SH BEN INT 6,260 6,260 New 1,269,700
DOMINION DIAMOND CORP COM 6,237 -1,425 (18.6) 364,500
SILVER WHEATON CORP COM 6,171 12 .20 287,845