FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 12/31/2014

Position Statistics

Total Positions 130
New Positions 20
Increased Positions 53
Decreased Positions 74
Positions with Activity 127
Sold Out Positions 18
Total Mkt Value (in $ millions) 377

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.84%
Capital Goods 0.54%
Conglomerates 1.26%
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 2.32%
Energy
Financial 68.79%
Healthcare 0.19%
Services 16.59%
Technology 0.78%
Transportation
Utilities 0.69%

127 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET CLYM INFL OPP IN COM 40,105 13,892 53.00 3,472,304
BLACKROCK RES & COMM STRAT TR SHS 17,521 9,059 107.06 1,796,997
BLACKROCK CR ALLCTN INC TR COM 15,784 -370 (2.29) 1,163,121
AMERICAN RLTY CAP PPTYS INC COM 15,537 3,864 33.11 1,703,665
GAIAM INC CL A 12,295 -87 (0.7) 1,758,970
JANUS CAP GROUP INC COM 11,573 2,626 29.35 625,220
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 10,218 10,218 New 1,395,932
MFS MULTIMARKET INCOME TR SH BEN INT 10,198 5,256 106.36 1,578,702
ALLIANCEBERNSTEIN INCOME FUND COM 9,511 -22,439 (70.23) 1,213,086
LIFE TIME FITNESS INC COM 9,407 1,148 13.90 131,635
FRANKLIN UNVL TR SH BEN INT 9,016 1,163 14.80 1,257,476
WELLS FARGO ADVANTAGE MULTI COM SHS 8,001 2,898 56.78 590,450
U S GLOBAL INVS INC CL A 7,968 -120 (1.48) 2,537,531
NUVEEN QUALITY PFD INC FD 3 COM 7,672 -152 (1.95) 880,876
MONTGOMERY STR INCOME SECS INC COM 7,279 -323 (4.25) 430,726
DOMINION DIAMOND CORP COM 7,053 -1,612 (18.6) 364,500
COTT CORP QUE COM 7,037 1,066 17.86 794,238
WESTERN ASSET GLOBAL CP DEFINE COM 6,587 3,551 116.94 360,884
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 6,170 3,477 129.14 527,796
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 6,163 122 2.03 175,085