FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 03/31/2014

Position Statistics

Total Positions 127
New Positions 10
Increased Positions 38
Decreased Positions 71
Positions with Activity 109
Sold Out Positions 14
Total Mkt Value (in $ millions) 338

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.5%
Capital Goods 1.28%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 1.07%
Energy 0.06%
Financial 75.76%
Healthcare 0.09%
Services 13.1%
Technology 0.19%
Transportation 0.07%
Utilities 0.69%

109 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET CLYM INFL OPP IN COM 30,566 -491 (1.58) 2,588,128
ALLIANCEBERNSTEIN INCOME FUND COM 27,232 8,151 42.72 3,766,542
BLACKROCK REAL ASSET EQUITY TR COM 19,538 2,728 16.23 2,168,457
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 19,040 -1,649 (7.97) 1,453,438
BLACKROCK CR ALLCTN INC TR COM 17,807 -1,411 (7.34) 1,317,058
GAIAM INC CL A 12,707 4 .04 1,787,270
HANCOCK JOHN TAX-ADV DIV INCM COM 8,886 -512 (5.45) 441,654
U S GLOBAL INVS INC CL A 8,024 1,665 26.18 2,325,912
MONTGOMERY STR INCOME SECS INC COM 7,545 -249 (3.19) 462,587
FRANKLIN UNVL TR SH BEN INT 7,392 366 5.21 1,005,710
NUVEEN QUALITY PFD INC FD 3 COM 7,227 -130 (1.77) 863,449
AMERICAN RLTY CAP PPTYS INC COM 6,531 -1,849 (22.06) 491,451
MEDICAL PPTYS TRUST INC COM 5,832 5,832 New 437,165
VIRTUS TOTAL RETURN FD COM 5,756 308 5.66 1,311,268
WELLS FARGO ADVANTAGE MULTI COM SHS 5,573 125 2.29 383,584
SILVER WHEATON CORP COM 5,351 848 18.84 244,677
DOMINION DIAMOND CORP COM 5,163 745 16.86 408,490
STRATEGIC GLOBAL INCOME FD COM 4,968 145 3.02 534,178
AMERICAN SELECT PORTFOLIO INC COM 4,926 -42 (0.85) 495,112
ASSOCIATED ESTATES RLTY CORP COM 4,591 -69 (1.48) 274,926