FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 114
New Positions 3
Increased Positions 34
Decreased Positions 65
Positions with Activity 99
Sold Out Positions 13
Total Mkt Value (in $ millions) 326

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.26%
Capital Goods 1.06%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.35%
Energy 0.07%
Financial 71.21%
Healthcare 0.07%
Services 13.93%
Technology 0.05%
Transportation 0.07%
Utilities 0.72%

114 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCEBERNSTEIN INCOME FUND COM 35,607 7,358 26.05 4,747,642
WESTERN ASSET CLYM INFL OPP IN COM 29,793 -203 (0.68) 2,570,598
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 16,162 -2,950 (15.44) 1,229,077
BLACKROCK CR ALLCTN INC TR COM 15,350 -2,180 (12.43) 1,153,295
AMERICAN RLTY CAP PPTYS INC COM 13,858 7,931 133.82 1,149,118
GAIAM INC CL A 13,049 -70 (0.53) 1,777,785
BLACKROCK REAL ASSET EQUITY TR COM 12,017 -6,349 (34.57) 1,418,826
U S GLOBAL INVS INC CL A 8,895 638 7.72 2,505,496
MONTGOMERY STR INCOME SECS INC COM 7,419 -130 (1.72) 454,612
FRANKLIN UNVL TR SH BEN INT 7,395 335 4.74 1,053,424
HANCOCK JOHN TAX-ADV DIV INCM COM 7,341 -1,761 (19.35) 356,198
NUVEEN QUALITY PFD INC FD 3 COM 7,323 96 1.33 874,964
DIVERSIFIED REAL ASSET INC FD COM SHS 6,976 -992 (12.45) 393,451
DOMINION DIAMOND CORP COM 6,320 503 8.65 443,825
SILVER WHEATON CORP COM 5,695 819 16.79 285,757
MEDICAL PPTYS TRUST INC COM 5,570 211 3.93 454,355
WELLS FARGO ADVANTAGE MULTI COM SHS 5,276 -79 (1.48) 377,904
STRATEGIC GLOBAL INCOME FD COM 4,798 81 1.72 543,343
COHEN & STEERS CLOSED END OPPO COM 4,509 377 9.11 346,045
COTT CORP QUE COM 4,273 4,273 New 622,028