FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 116
New Positions 3
Increased Positions 34
Decreased Positions 67
Positions with Activity 101
Sold Out Positions 13
Total Mkt Value (in $ millions) 340

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.47%
Capital Goods 1.03%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.39%
Energy 0.07%
Financial 71.98%
Healthcare 0.07%
Services 14.18%
Technology 0.03%
Transportation 0.07%
Utilities 0.7%

116 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCEBERNSTEIN INCOME FUND COM 35,750 7,388 26.05 4,747,642
WESTERN ASSET CLYM INFL OPP IN COM 30,950 -211 (0.68) 2,570,598
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 16,408 -2,995 (15.44) 1,229,077
BLACKROCK CR ALLCTN INC TR COM 15,593 -2,214 (12.43) 1,153,295
AMERICAN RLTY CAP PPTYS INC COM 15,145 8,668 133.82 1,149,118
BLACKROCK REAL ASSET EQUITY TR COM 13,223 -6,987 (34.57) 1,418,826
GAIAM INC CL A 12,693 -68 (0.53) 1,777,785
U S GLOBAL INVS INC CL A 9,145 655 7.72 2,505,496
FRANKLIN UNVL TR SH BEN INT 7,834 355 4.74 1,053,424
MONTGOMERY STR INCOME SECS INC COM 7,483 -131 (1.72) 454,612
NUVEEN QUALITY PFD INC FD 3 COM 7,472 98 1.33 874,964
HANCOCK JOHN TAX-ADV DIV INCM COM 7,430 -1,783 (19.35) 356,198
SILVER WHEATON CORP COM 7,284 1,047 16.79 285,757
MEDICAL PPTYS TRUST INC COM 6,338 240 3.93 454,355
COEUR MNG INC COM NEW 6,336 2,811 79.74 778,388
DOMINION DIAMOND CORP COM 6,120 487 8.65 443,825
WELLS FARGO ADVANTAGE MULTI COM SHS 5,494 -83 (1.48) 377,904
STRATEGIC GLOBAL INCOME FD COM 4,944 83 1.72 543,343
COHEN & STEERS CLOSED END OPPO COM 4,706 393 9.11 346,045
COTT CORP QUE COM 4,703 4,703 New 622,028