FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 06/30/2014

Position Statistics

Total Positions 114
New Positions 3
Increased Positions 34
Decreased Positions 65
Positions with Activity 99
Sold Out Positions 13
Total Mkt Value (in $ millions) 327

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.36%
Capital Goods 1.06%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 2.45%
Energy 0.07%
Financial 71.1%
Healthcare 0.07%
Services 13.89%
Technology 0.05%
Transportation 0.07%
Utilities 0.72%

114 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCEBERNSTEIN INCOME FUND COM 35,512 7,339 26.05 4,747,642
WESTERN ASSET CLYM INFL OPP IN COM 29,999 -205 (0.68) 2,570,598
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 16,089 -2,937 (15.44) 1,229,077
BLACKROCK CR ALLCTN INC TR COM 15,247 -2,165 (12.43) 1,153,295
AMERICAN RLTY CAP PPTYS INC COM 14,134 8,089 133.82 1,149,118
BLACKROCK REAL ASSET EQUITY TR COM 12,230 -6,462 (34.57) 1,418,826
GAIAM INC CL A 12,142 -65 (0.53) 1,777,785
U S GLOBAL INVS INC CL A 8,594 616 7.72 2,505,496
FRANKLIN UNVL TR SH BEN INT 7,511 340 4.74 1,053,424
MONTGOMERY STR INCOME SECS INC COM 7,392 -130 (1.72) 454,612
HANCOCK JOHN TAX-ADV DIV INCM COM 7,338 -1,760 (19.35) 356,198
NUVEEN QUALITY PFD INC FD 3 COM 7,288 96 1.33 874,964
DIVERSIFIED REAL ASSET INC FD COM SHS 6,885 -979 (12.45) 393,451
SILVER WHEATON CORP COM 5,961 857 16.79 285,757
DOMINION DIAMOND CORP COM 5,858 466 8.65 443,825
MEDICAL PPTYS TRUST INC COM 5,661 214 3.93 454,355
WELLS FARGO ADVANTAGE MULTI COM SHS 5,381 -81 (1.48) 377,904
STRATEGIC GLOBAL INCOME FD COM 4,874 82 1.72 543,343
COHEN & STEERS CLOSED END OPPO COM 4,616 385 9.11 346,045
COTT CORP QUE COM 4,535 4,535 New 622,028