FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Information

111 CASS STREET, TRAVERSE CITY, Michigan, 49684, (231) 929-4500

Report Date: 12/31/2014

Position Statistics

Total Positions 130
New Positions 20
Increased Positions 53
Decreased Positions 74
Positions with Activity 127
Sold Out Positions 18
Total Mkt Value (in $ millions) 375

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.79%
Capital Goods 0.53%
Conglomerates 1.32%
Consumer Cyclical 0.17%
Consumer/Non-Cyclical 2.42%
Energy
Financial 68.78%
Healthcare 0.19%
Services 16.51%
Technology 0.77%
Transportation
Utilities 0.69%

130 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASSET CLYM INFL OPP IN COM 39,793 13,784 53.00 3,472,304
BLACKROCK RES & COMM STRAT TR SHS 17,377 8,985 107.06 1,796,997
AMERICAN RLTY CAP PPTYS INC COM 16,014 3,983 33.11 1,703,665
BLACKROCK CR ALLCTN INC TR COM 15,725 -369 (2.29) 1,163,121
GAIAM INC CL A 11,222 -79 (0.7) 1,758,970
JANUS CAP GROUP INC COM 11,098 2,518 29.35 625,220
MFS MULTIMARKET INCOME TR SH BEN INT 10,167 5,240 106.36 1,578,702
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 10,148 10,148 New 1,395,932
ALLIANCEBERNSTEIN INCOME FUND COM 9,523 -22,468 (70.23) 1,213,086
LIFE TIME FITNESS INC COM 9,384 1,145 13.90 131,635
FRANKLIN UNVL TR SH BEN INT 9,004 1,161 14.80 1,257,476
WELLS FARGO ADVANTAGE MULTI COM SHS 7,936 2,874 56.78 590,450
NUVEEN QUALITY PFD INC FD 3 COM 7,646 -152 (1.95) 880,876
U S GLOBAL INVS INC CL A 7,587 -114 (1.48) 2,537,531
COTT CORP QUE COM 7,331 1,111 17.86 794,238
MONTGOMERY STR INCOME SECS INC COM 7,245 -322 (4.25) 430,726
DOMINION DIAMOND CORP COM 6,732 -1,539 (18.6) 364,500
WESTERN ASSET GLOBAL CP DEFINE COM 6,514 3,511 116.94 360,884
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 6,149 3,465 129.14 527,796
MFS INTER INCOME TR SH BEN INT 6,145 6,145 New 1,269,700