FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX Information

12222 MERIT DRIVE, DALLAS, Texas, 75251-2234, (972) 934-9070

Report Date: 09/30/2014

Position Statistics

Total Positions 174
New Positions 10
Increased Positions 69
Decreased Positions 71
Positions with Activity 140
Sold Out Positions 3
Total Mkt Value (in $ millions) 350

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.31%
Capital Goods 3.4%
Conglomerates
Consumer Cyclical 0.97%
Consumer/Non-Cyclical 3.65%
Energy 18.37%
Financial 17.82%
Healthcare 9.01%
Services 18.46%
Technology 3.1%
Transportation 3.79%
Utilities 19.94%

3 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI GERMANY ETF -274 Sold Out 0
SIEMENS A G SPONSORED ADR -380 Sold Out 0
TEKLA HEALTHCARE INVS SH BEN INT -2,401 Sold Out 0