FCG ADVISORS, LLC Information

ONE MAIN STREET #202, CHATHAM, New Jersey, 07928, (973) 635-7374

Report Date: 12/31/2013

Position Statistics

Total Positions 84
New Positions 15
Increased Positions 47
Decreased Positions 31
Positions with Activity 78
Sold Out Positions 2
Total Mkt Value (in $ millions) 142

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.16%
Capital Goods 0.63%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.33%
Energy 2.94%
Financial 54.54%
Healthcare 32.87%
Services 0.91%
Technology 7%
Transportation
Utilities 0.37%

84 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES CORE S&P500 ETF 290 -41 (12.34) 1,549
GOOGLE INC CL A 285 285 New 524
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 284 New 5,600
GOOGLE INC CL C 281 281 New 524
UNITED TECHNOLOGIES CORP COM 273 30 12.34 2,303
PHILIP MORRIS INTL INC COM 249 -479 (65.81) 2,995
NOVARTIS A G SPONSORED ADR 245 245 New 2,890
REALTY INCOME CORP COM 241 241 New 5,748
ROYAL DUTCH SHELL PLC SPON ADR B 241 241 New 2,980
ISHARES RUS 1000 VAL ETF 233 -2,075 (89.9) 2,418
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 231 231 New 10,115
ROYAL DUTCH SHELL PLC SPONS ADR A 228 228 New 3,018
CAMPBELL SOUP CO COM 221 221 New 4,970
DU PONT E I DE NEMOURS & CO COM 221 221 New 3,304
MCDONALDS CORP COM 215 215 New 2,143
ISHARES EAFE SML CP ETF 209 -61 (22.7) 4,029
KKR FINL HLDGS LLC COM 117 New 10,000
TICC CAPITAL CORP COM 99 New 10,300
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR 80 80 New 14,387
NOKIA CORP SPONSORED ADR 76 76 New 10,333