FAMILY MANAGEMENT CORP Information

485 MADISON AVENUE, NEW YORK, New York, 10022, (212) 972-9600

Report Date: 09/30/2014

Position Statistics

Total Positions 104
New Positions 19
Increased Positions 43
Decreased Positions 42
Positions with Activity 85
Sold Out Positions 15
Total Mkt Value (in $ millions) 223

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.42%
Capital Goods 2.56%
Conglomerates
Consumer Cyclical 5.81%
Consumer/Non-Cyclical 5.13%
Energy 16.9%
Financial 16.08%
Healthcare 13.26%
Services 10.48%
Technology 15.65%
Transportation 2.84%
Utilities 6.1%

104 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ARES CAP CORP COM -507 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -2 Sold Out 0
BIOTIME INC WT EXP 100118 -1 Sold Out 0
DUNKIN BRANDS GROUP INC COM -3,168 Sold Out 0
EATON CORP PLC SHS -4,769 Sold Out 0
GENERAL MTRS CO COM -1,641 Sold Out 0
HONEYWELL INTL INC COM -6,154 Sold Out 0
MARATHON PETE CORP COM -761 Sold Out 0
MORGAN STANLEY COM NEW -660 Sold Out 0
OAKTREE CAP GROUP LLC UNIT CL A -1,347 Sold Out 0
PHILLIPS 66 PARTNERS LP COM UNIT REP INT -1,265 Sold Out 0
PROGENICS PHARMACEUTICALS INC COM -85 Sold Out 0
REGIONS FINL CORP NEW COM -193 Sold Out 0
SUNOCO LP COM U REP LP -3,467 Sold Out 0
YUM BRANDS INC COM -6,955 Sold Out 0
CHINA GERUI ADV MAT GR LTD USD NEW ORD SHS 1 New 1,300
GERON CORP COM 31 New 10,000
BONA FILM GROUP LTD SPONSORED ADS 96 New 13,760
THL CR SR LN FD COM 185 New 10,400
ALPS ETF TR ALERIAN MLP 189 New 11,000