FAMILY MANAGEMENT CORP Information

485 MADISON AVENUE, NEW YORK, New York, 10022, (212) 972-9600

Report Date: 09/30/2014

Position Statistics

Total Positions 104
New Positions 19
Increased Positions 43
Decreased Positions 42
Positions with Activity 85
Sold Out Positions 15
Total Mkt Value (in $ millions) 222

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.41%
Capital Goods 2.54%
Conglomerates
Consumer Cyclical 5.78%
Consumer/Non-Cyclical 5.14%
Energy 16.73%
Financial 16.07%
Healthcare 13.26%
Services 10.57%
Technology 15.81%
Transportation 2.85%
Utilities 6.04%

15 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARES CAP CORP COM -515 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -2 Sold Out 0
BIOTIME INC WT EXP 100118 -1 Sold Out 0
DUNKIN BRANDS GROUP INC COM -3,195 Sold Out 0
EATON CORP PLC SHS -4,733 Sold Out 0
GENERAL MTRS CO COM -1,618 Sold Out 0
HONEYWELL INTL INC COM -6,059 Sold Out 0
MARATHON PETE CORP COM -764 Sold Out 0
MORGAN STANLEY COM NEW -645 Sold Out 0
OAKTREE CAP GROUP LLC UNIT CL A -1,348 Sold Out 0
PHILLIPS 66 PARTNERS LP COM UNIT REP INT -1,237 Sold Out 0
PROGENICS PHARMACEUTICALS INC COM -85 Sold Out 0
REGIONS FINL CORP NEW COM -193 Sold Out 0
SUNOCO LP COM U REP LP -3,431 Sold Out 0
YUM BRANDS INC COM -7,145 Sold Out 0