EVERGREEN CAPITAL MANAGEMENT LLC Information

10500 NE 8TH STREET, SUITE 950, BELLEVUE, Washington, 98004, (425) 467-4600

Report Date: 12/31/2013

Position Statistics

Total Positions 130
New Positions 9
Increased Positions 42
Decreased Positions 83
Positions with Activity 125
Sold Out Positions 26
Total Mkt Value (in $ millions) 570

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.75%
Capital Goods 0.78%
Conglomerates 0.08%
Consumer Cyclical 0.67%
Consumer/Non-Cyclical 1.72%
Energy 8.33%
Financial 49.43%
Healthcare 5.16%
Services 7.13%
Technology 11.1%
Transportation 4.29%
Utilities 9.63%

130 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AGJUNCTION INC COM -134 Sold Out 0
ANNALY CAP MGMT INC PFD SER D % -7,544 Sold Out 0
ANNALY CAP MGMT INC PFD STK C 7.625% -915 Sold Out 0
BOMBARDIER INC CL B -1,955 Sold Out 0
BUCKEYE PARTNERS L P UNIT LTD PARTN -249 Sold Out 0
CHEUNG KONG INFRASTRUCTURE HLD SHS -1,785 Sold Out 0
CHOICE PROPERTIES REIT TR UNIT -4,194 Sold Out 0
COLUMBIA BKG SYS INC COM -580 Sold Out 0
CORPORATE BACKED CALL TR CTFS CORTS A-1 7% -601 Sold Out 0
CORTS TR II PROVIDENT FING CORTS 8.20% -4,675 Sold Out 0
COSTCO WHSL CORP NEW COM -512 Sold Out 0
FANUC CORPORATION ADR -4,238 Sold Out 0
FIRST SOUND BK SEATTLE WASH COM -110 Sold Out 0
HITACHI LTD ADR 10 COM -2,893 Sold Out 0
KKR FINL HLDGS LLC PFD SER A LLC -2,340 Sold Out 0
MERRILL LYNCH CAP TR I GTD CAP 6.45% -2,706 Sold Out 0
NORTHRIM BANCORP INC COM -842 Sold Out 0
NUSTAR LOGISTICS L P SB NT FX/FL 43 -1,057 Sold Out 0
NUVEEN DIVID ADVANTAGE MUN FD MF TM PFD 2015 -175 Sold Out 0
NUVEEN DIVID ADVANTAGE MUN INC MTP SHS SR2014 -385 Sold Out 0