ETRADE CAPITAL MANAGEMENT LLC Information

1271 AVENUE OF THE AMERICAS, NEW YORK, New York, 10020, (646) 521-4442

Report Date: 12/31/2013

Position Statistics

Total Positions 969
New Positions 40
Increased Positions 564
Decreased Positions 350
Positions with Activity 914
Sold Out Positions 132
Total Mkt Value (in $ millions) 1,278

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.01%
Capital Goods 1.11%
Conglomerates 0.01%
Consumer Cyclical 1.06%
Consumer/Non-Cyclical 1.97%
Energy 3%
Financial 77.67%
Healthcare 2.99%
Services 3.74%
Technology 4.21%
Transportation 0.65%
Utilities 0.87%

969 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES CORE TOTUSBD ETF 140,798 9,229 7.02 1,301,396
ISHARES CREDIT BD ETF 112,746 7,672 7.30 1,025,895
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 95,532 7,612 8.66 1,883,884
ISHARES RUS 1000 GRW ETF 84,908 6,403 8.16 990,294
ISHARES RUS 1000 VAL ETF 82,580 6,377 8.37 856,999
SPDR S&P 500 ETF TR TR UNIT 63,202 5,915 10.33 339,083
ISHARES RUS 2000 GRW ETF 41,513 3,018 7.84 318,329
ISHARES RUS 2000 VAL ETF 38,401 3,344 9.54 387,572
ISHARES TIPS BD ETF 26,965 -1,581 (5.54) 238,463
VANGUARD BD INDEX FD INC SHORT TRM BOND 26,319 -1,574 (5.64) 328,623
RYDEX ETF TRUST GUG S&P500 EQ WT 24,427 2,319 10.49 336,037
ISHARES IBOXX HI YD ETF 20,571 435 2.16 218,560
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 20,216 -778 (3.71) 319,114
ISHARES MBS ETF 19,463 3,089 18.87 182,989
ISHARES RUSSELL 2000 ETF 17,942 937 5.51 158,893
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 16,805 2,369 16.41 404,356
PIMCO ETF TR 0-5 HIGH YIELD 11,649 2,010 20.86 109,073
ISHARES 1-3 YR CR BD ETF 10,022 1,772 21.47 95,081
ISHARES 1-3 YR TR BD ETF 9,751 1,665 20.59 115,423
POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 7,160 -610 (7.85) 336,949