EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 12/31/2014

Position Statistics

Total Positions 635
New Positions 143
Increased Positions 469
Decreased Positions 166
Positions with Activity 635
Sold Out Positions 49
Total Mkt Value (in $ millions) 777

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.25%
Capital Goods 2.02%
Conglomerates 0.21%
Consumer Cyclical 2.22%
Consumer/Non-Cyclical 1.8%
Energy 1.22%
Financial 60.61%
Healthcare 5.73%
Services 6.26%
Technology 6.54%
Transportation 1.6%
Utilities 1.06%

635 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADVISORSHARES TR PERITUS HG YLD -236 Sold Out 0
AMERICAN RAILCAR INDS INC COM -209 Sold Out 0
AMKOR TECHNOLOGY INC COM -196 Sold Out 0
ANN INC COM -232 Sold Out 0
ATWOOD OCEANICS INC COM -393 Sold Out 0
BANCO MACRO SA SPON ADR B -1,122 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -191 Sold Out 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH -454 Sold Out 0
CALAMOS CONV OPP AND INC FD SH BEN INT -137 Sold Out 0
CALIFORNIA RES CORP COM -34 Sold Out 0
CANADIAN PAC RY LTD COM -381 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 -301 Sold Out 0
CONNS INC COM -724 Sold Out 0
CUSHING MLP TOTAL RETURN FD COM SHS -56 Sold Out 0
DELHAIZE GROUP SPONSORED ADR -536 Sold Out 0
DESTINATION MATERNITY CORP COM -152 Sold Out 0
ELBIT SYS LTD ORD -271 Sold Out 0
EMPRESAS ICA S A DE CV SPONS ADR NEW -41 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 -161 Sold Out 0
GABELLI MULTIMEDIA TR INC COM -111 Sold Out 0