EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 09/30/2014

Position Statistics

Total Positions 570
New Positions 69
Increased Positions 404
Decreased Positions 166
Positions with Activity 570
Sold Out Positions 76
Total Mkt Value (in $ millions) 579

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.29%
Capital Goods 2.35%
Conglomerates 0.17%
Consumer Cyclical 2.07%
Consumer/Non-Cyclical 1.89%
Energy 1.28%
Financial 70.89%
Healthcare 4.25%
Services 6.58%
Technology 5.98%
Transportation 1.44%
Utilities 0.93%

570 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS -330 Sold Out 0
AERCAP HOLDINGS NV SHS -186 Sold Out 0
AIM SECTOR FDS INVSC ENRG FD A -389 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -843 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -488 Sold Out 0
BOULDER BRANDS INC COM -473 Sold Out 0
CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR -50 Sold Out 0
CENTRAL GOLDTRUST TR UNIT -392 Sold Out 0
CRAILAR TECHNOLOGIES INC COM -2 Sold Out 0
CREDIT SUISSE NASSAU BRH INVRS VIX STERM -1,783 Sold Out 0
CREE INC COM -132 Sold Out 0
CTRIP COM INTL LTD AMERICAN DEP SHS -407 Sold Out 0
DIGITAL RLTY TR INC COM -233 Sold Out 0
EDWARDS LIFESCIENCES CORP COM -987 Sold Out 0
ENERPLUS CORP COM -196 Sold Out 0
ENSCO PLC SHS CLASS A -125 Sold Out 0
FAIR ISAAC CORP COM -250 Sold Out 0
FIDELITY INVT TR EMERGING MKTS -296 Sold Out 0
FIRST SOLAR INC COM -355 Sold Out 0
FIRST TR EXCHANGE TRADED FD IV SENIOR LN FD -1,516 Sold Out 0