EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 03/31/2014

Position Statistics

Total Positions 496
New Positions 59
Increased Positions 304
Decreased Positions 192
Positions with Activity 496
Sold Out Positions 59
Total Mkt Value (in $ millions) 480

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.19%
Capital Goods 2.43%
Conglomerates 0.15%
Consumer Cyclical 1.31%
Consumer/Non-Cyclical 1.48%
Energy 2.2%
Financial 75.26%
Healthcare 2.76%
Services 4.57%
Technology 5.61%
Transportation 0.43%
Utilities 1.36%

496 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF 709 -794 (52.83) 6,719
ISHARES 1-3 YR TR BD ETF 2,268 16 .71 26,839
PIMCO ETF TR 1-3YR USTREIDX 8,407 1,505 21.81 165,190
PIMCO ETF TR 1-5 US TIP IDX 578 -195 (25.25) 10,800
ISHARES 20+ YR TR BD ETF 1,010 -21 (2.02) 8,947
ISHARES 3-7 YR TR BD ETF 3,944 3,484 758.64 32,448
ISHARES 7-10 Y TR BD ETF 659 -23 (3.31) 6,378
AVIVA PLC ADR -193 Sold Out 0
BANCO SANTANDER SA ADR 440 178 68.02 44,276
GIANT INTERACTIVE GROUP INC ADR 131 131 New 11,060
MELCO CROWN ENTMT LTD ADR -332 Sold Out 0
NOVO-NORDISK A S ADR 290 290 New 6,373
SOUFUN HLDGS LTD ADR 214 -232 (52.02) 21,290
TEVA PHARMACEUTICAL INDS LTD ADR 788 493 166.93 14,601
ERICSSON ADR B SEK 10 250 250 New 21,441
QIHOO 360 TECHNOLOGY CO LTD ADS -404 Sold Out 0
ALPS ETF TR ALERIAN MLP 878 -170 (16.26) 46,912
POWERSHARES ETF TRUST BASIC MAT SECT 271 19 7.70 4,911
SPDR SERIES TRUST BRC CNV SECS ETF 904 904 New 18,007
SPDR SERIES TRUST BRC HGH YLD BD 4,980 -3,696 (42.6) 120,415