EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 03/31/2014

Position Statistics

Total Positions 494
New Positions 58
Increased Positions 303
Decreased Positions 191
Positions with Activity 494
Sold Out Positions 58
Total Mkt Value (in $ millions) 482

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.18%
Capital Goods 2.42%
Conglomerates 0.16%
Consumer Cyclical 1.35%
Consumer/Non-Cyclical 1.45%
Energy 2.26%
Financial 75.21%
Healthcare 2.78%
Services 4.6%
Technology 5.57%
Transportation 0.43%
Utilities 1.35%

494 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALON BLUE SQUARE ISRAEL LTD SPONSORED ADR -43 Sold Out 0
ALPS ETF TR EQUAL SEC ETF -9,706 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -299 Sold Out 0
AVISTA CORP COM -230 Sold Out 0
AVIVA PLC ADR -199 Sold Out 0
BAIDU INC SPON ADR REP A -509 Sold Out 0
BP PLC SPONSORED ADR -419 Sold Out 0
CARDINAL FINL CORP COM -201 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR -265 Sold Out 0
CHINA NEPSTAR CHAIN DRUGSTORE SPONSORED ADR -33 Sold Out 0
CHINA PETE & CHEM CORP SPON ADR H SHS -288 Sold Out 0
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR -194 Sold Out 0
DIANA SHIPPING INC COM -112 Sold Out 0
EMPLOYERS HOLDINGS INC COM -155 Sold Out 0
ENSCO PLC SHS CLASS A -212 Sold Out 0
ENTERPRISE PRODS PARTNERS L P COM -248 Sold Out 0
FAIR ISAAC CORP COM -215 Sold Out 0
FERRO CORP COM -166 Sold Out 0
FOMENTO ECONOMICO MEXICANO SAB SPON ADR UNITS -382 Sold Out 0
FOSTER WHEELER AG COM -206 Sold Out 0