EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 12/31/2014

Position Statistics

Total Positions 635
New Positions 143
Increased Positions 469
Decreased Positions 166
Positions with Activity 635
Sold Out Positions 49
Total Mkt Value (in $ millions) 766

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.19%
Capital Goods 2.03%
Conglomerates 0.2%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 1.81%
Energy 1.14%
Financial 60.89%
Healthcare 5.81%
Services 6.36%
Technology 6.46%
Transportation 1.38%
Utilities 0.99%

635 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADVISORSHARES TR PERITUS HG YLD -235 Sold Out 0
AMERICAN RAILCAR INDS INC COM -173 Sold Out 0
AMKOR TECHNOLOGY INC COM -237 Sold Out 0
ANN INC COM -254 Sold Out 0
ATWOOD OCEANICS INC COM -329 Sold Out 0
BANCO MACRO SA SPON ADR B -1,192 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -175 Sold Out 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH -447 Sold Out 0
CALAMOS CONV OPP AND INC FD SH BEN INT -137 Sold Out 0
CALIFORNIA RES CORP COM -29 Sold Out 0
CANADIAN PAC RY LTD COM -355 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 -301 Sold Out 0
CONNS INC COM -718 Sold Out 0
CUSHING MLP TOTAL RETURN FD COM SHS -54 Sold Out 0
DELHAIZE GROUP SPONSORED ADR -593 Sold Out 0
DESTINATION MATERNITY CORP COM -186 Sold Out 0
ELBIT SYS LTD ORD -239 Sold Out 0
EMPRESAS ICA S A DE CV SPONS ADR NEW -37 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 -164 Sold Out 0
GABELLI MULTIMEDIA TR INC COM -111 Sold Out 0