EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 06/30/2014

Position Statistics

Total Positions 542
New Positions 108
Increased Positions 365
Decreased Positions 177
Positions with Activity 542
Sold Out Positions 42
Total Mkt Value (in $ millions) 584

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.34%
Capital Goods 2.19%
Conglomerates 0.14%
Consumer Cyclical 1.41%
Consumer/Non-Cyclical 1.61%
Energy 2.56%
Financial 67.13%
Healthcare 2.91%
Services 4.95%
Technology 4.94%
Transportation 0.55%
Utilities 0.84%

542 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FEMALE HEALTH CO COM 80 (0.03) 20,563
LEAPFROG ENTERPRISES INC CL A 74 2 2.95 11,850
ENDEAVOUR SILVER CORP COM 69 2 2.59 12,968
GASTAR EXPL INC NEW COM 59 59 New 8,640
RESOURCE CAP CORP COM 58 58 New 10,975
HOVNANIAN ENTERPRISES INC CL A 57 .76 14,367
LLOYDS BANKING GROUP PLC SPONSORED ADR 53 -32 (37.67) 10,893
GRUPO TMM S A B SP ADR 5 A SHS 32 32 New 14,674
UNITED MICROELECTRONICS CORP SPON ADR NEW 32 -2 (4.67) 15,448
FRANKLIN CUSTODIAN FDS INC INCOME ADVISR 29 29 New 11,409
PEREGRINE PHARMACEUTICALS INC COM NEW 17 17 New 11,815
CRAILAR TECHNOLOGIES INC COM 5 5 New 12,131
TREATY ENERGY CORP COM New 19,500
SAVIENT PHARMACEUTICALS INC COM New 14,184
21VIANET GROUP INC SPONSORED ADR -199 Sold Out 0
AGILENT TECHNOLOGIES INC COM -249 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -34 Sold Out 0
ALLIED NEVADA GOLD CORP COM -52 Sold Out 0
ALPS ETF TR ALERIAN MLP -894 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -389 Sold Out 0