EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 09/30/2014

Position Statistics

Total Positions 570
New Positions 69
Increased Positions 403
Decreased Positions 167
Positions with Activity 570
Sold Out Positions 77
Total Mkt Value (in $ millions) 585

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.34%
Capital Goods 2.45%
Conglomerates 0.18%
Consumer Cyclical 2.12%
Consumer/Non-Cyclical 1.87%
Energy 1.49%
Financial 70.74%
Healthcare 4.13%
Services 6.6%
Technology 5.88%
Transportation 1.44%
Utilities 0.91%

570 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SNAP ON INC COM 495 12 2.44 3,650
DELHAIZE GROUP SPONSORED ADR 485 485 New 26,348
GENERAL ELECTRIC CO COM 482 48 11.04 17,962
WPX ENERGY INC COM 482 15 3.12 29,983
ONEBEACON INSURANCE GROUP LTD CL A 480 24 5.31 30,143
RENT A CTR INC NEW COM 478 -40 (7.77) 14,249
HELMERICH & PAYNE INC COM 477 18 3.87 6,006
PROSPECT CAPITAL CORPORATION COM 477 (0) 50,351
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 477 290 154.64 32,525
NEXTERA ENERGY INC COM 476 23 5.13 4,630
ORBITAL SCIENCES CORP COM 467 16 3.65 16,973
ISHARES NAT AMT FREE BD 460 -4 (0.85) 4,201
CHIPOTLE MEXICAN GRILL INC COM 457 -27 (5.55) 698
NXP SEMICONDUCTORS N V COM 457 95 26.08 5,999
CONOCOPHILLIPS COM 456 -394 (46.34) 6,357
ISHARES TR LATN AMER 40 ETF 456 44 10.80 12,457
BIO RAD LABS INC CL A 454 14 3.11 3,817
XINYUAN REAL ESTATE CO LTD SPONS ADR 452 452 New 166,046
SPDR SERIES TRUST S&P 600 SMCP GRW 452 -1 (0.32) 2,486
DOLLAR TREE INC COM 447 10 2.26 6,693