EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 09/30/2014

Position Statistics

Total Positions 570
New Positions 69
Increased Positions 404
Decreased Positions 166
Positions with Activity 570
Sold Out Positions 76
Total Mkt Value (in $ millions) 578

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.28%
Capital Goods 2.35%
Conglomerates 0.16%
Consumer Cyclical 2.08%
Consumer/Non-Cyclical 1.88%
Energy 1.24%
Financial 70.91%
Healthcare 4.26%
Services 6.6%
Technology 6%
Transportation 1.44%
Utilities 0.93%

570 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 473 287 154.64 32,525
DELHAIZE GROUP SPONSORED ADR 471 471 New 26,348
ABRAXAS PETE CORP COM 468 468 New 156,588
NXP SEMICONDUCTORS N V COM 467 97 26.08 5,999
DOLLAR TREE INC COM 463 10 2.26 6,693
ISHARES NAT AMT FREE BD 462 -4 (0.85) 4,201
BIO RAD LABS INC CL A 461 14 3.11 3,817
TYLER TECHNOLOGIES INC COM 458 14 3.12 4,099
CHIPOTLE MEXICAN GRILL INC COM 458 -27 (5.55) 698
ENTERCOM COMMUNICATIONS CORP CL A 454 17 3.82 37,130
SPDR SERIES TRUST S&P 600 SMCP GRW 453 -1 (0.32) 2,486
GENERAL ELECTRIC CO COM 452 45 11.04 17,962
FLOWSERVE CORP COM 448 3 .62 7,744
CONOCOPHILLIPS COM 443 -383 (46.34) 6,357
BARCLAYS BANK PLC ETN DJUBS GRNS37 443 -191 (30.15) 10,852
ISHARES TR S&P MC 400GR ETF 442 17 4.02 2,766
ROSS STORES INC COM 440 8 1.96 4,741
MOLSON COORS BREWING CO CL B 438 -96 (18.04) 5,711
WATERS CORP COM 436 9 2.23 3,812
STERICYCLE INC COM 435 3 .71 3,285