EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 09/30/2014

Position Statistics

Total Positions 569
New Positions 69
Increased Positions 403
Decreased Positions 166
Positions with Activity 569
Sold Out Positions 76
Total Mkt Value (in $ millions) 583

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.26%
Capital Goods 2.27%
Conglomerates 0.16%
Consumer Cyclical 2.09%
Consumer/Non-Cyclical 1.85%
Energy 1.18%
Financial 70.99%
Healthcare 4.28%
Services 6.64%
Technology 6.01%
Transportation 1.47%
Utilities 0.95%

569 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST S&P 600 SMCP VAL 484 19 4.14 4,706
DOLLAR TREE INC COM 482 11 2.26 6,693
NXP SEMICONDUCTORS N V COM 481 100 26.08 5,999
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 481 292 154.64 32,525
SPDR SERIES TRUST S&P METALS MNG 473 236 99.49 17,054
ISHARES NAT AMT FREE BD 469 -4 (0.85) 4,201
MARKET VECTORS ETF TR MV STEEL INDEX 466 240 106.20 14,508
TYLER TECHNOLOGIES INC COM 456 14 3.12 4,099
ABRAXAS PETE CORP COM 456 456 New 156,588
AVAGO TECHNOLOGIES LTD SHS 455 52 12.87 4,255
ISHARES TR S&P MC 400GR ETF 451 17 4.02 2,766
ROSS STORES INC COM 449 9 1.96 4,741
MOLSON COORS BREWING CO CL B 446 -98 (18.04) 5,711
STERICYCLE INC COM 444 3 .71 3,285
SPDR SERIES TRUST S&P 600 SMCP GRW 442 -1 (0.32) 2,486
ENTERCOM COMMUNICATIONS CORP CL A 442 16 3.82 37,130
GENERAL ELECTRIC CO COM 440 44 11.04 17,962
NATIONAL OILWELL VARCO INC COM 439 -264 (37.56) 7,675
BIO RAD LABS INC CL A 438 13 3.11 3,817
TEVA PHARMACEUTICAL INDS LTD ADR 437 45 11.55 7,293