EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 06/30/2014

Position Statistics

Total Positions 543
New Positions 108
Increased Positions 366
Decreased Positions 177
Positions with Activity 543
Sold Out Positions 42
Total Mkt Value (in $ millions) 589

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.38%
Capital Goods 2.21%
Conglomerates 0.14%
Consumer Cyclical 1.4%
Consumer/Non-Cyclical 1.57%
Energy 2.59%
Financial 67.24%
Healthcare 2.84%
Services 4.89%
Technology 4.99%
Transportation 0.53%
Utilities 0.84%

108 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTHERN LTS FD TR III SWAN DEF RSK I 28,492 28,492 New 2,404,386
NORTHERN LTS FD TR GRNTHRBR ALT FD 5,801 5,801 New 534,664
NORTHERN LTS FD TR GRNT HRBR TAC FD 4,416 4,416 New 387,683
ORANGE SPONSORED ADR 1,761 1,761 New 116,680
POWERSHARES ETF TR II S&P500 LOW VOL 1,721 1,721 New 48,823
TOTAL S A SPONSORED ADR 1,552 1,552 New 23,921
FIRST TR EXCHANGE TRADED FD IV SENIOR LN FD 1,537 1,537 New 31,130
ISHARES MSCI BRZ CAP ETF 1,323 1,323 New 25,928
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 1,222 1,222 New 24,647
FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI 1,050 1,050 New 47,212
RADNET INC COM 1,006 1,006 New 146,674
PACIFIC ETHANOL INC COM PAR $.001 1,004 1,004 New 47,404
PIMCO FDS STKPL AR SSTGY A 985 985 New 401,918
GLOBAL X FDS GLBX SUPRINC ETF 918 918 New 61,107
FIRST TR EXCHANGE TRADED FD IV NO AMER ENERGY 875 875 New 31,258
NORTHERN LTS FD TR NAV EQTY HDG I 846 846 New 85,439
POWERSHARES ETF TR II INTL DEV LOWVL 823 823 New 24,589
SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR 802 802 New 98,225
BERKSHIRE HATHAWAY INC DEL CL B NEW 761 761 New 5,563
WPX ENERGY INC COM 733 733 New 29,075