EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 12/31/2014

Position Statistics

Total Positions 635
New Positions 143
Increased Positions 469
Decreased Positions 166
Positions with Activity 635
Sold Out Positions 49
Total Mkt Value (in $ millions) 783

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.24%
Capital Goods 2.01%
Conglomerates 0.21%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical 1.78%
Energy 1.2%
Financial 60.59%
Healthcare 5.87%
Services 6.36%
Technology 6.51%
Transportation 1.51%
Utilities 1.05%

469 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 88,073 88,073 New 315,550
SPDR S&P 500 ETF TR TR UNIT 59,541 19,567 48.95 281,317
VANGUARD INDEX FDS REIT ETF 46,205 10,130 28.08 559,246
NORTHERN LTS FD TR III SWAN DEF RSK I 45,952 45,952 New 3,794,568
POWERSHARES QQQ TRUST UNIT SER 1 22,448 14,599 185.99 203,076
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 13,022 1,356 11.62 448,727
MARKET VECTORS ETF TR EMKT HIYLD BD 7,724 817 11.83 316,695
PIMCO ETF TR TTL RTN ACTV ETF 7,706 2,014 35.38 70,062
SPDR SERIES TRUST BRCLYS INTL ETF 5,790 301 5.49 107,873
NORTHERN LTS FD TR GRNTHRBR ALT FD 5,740 5,740 New 543,598
REPUBLIC SVCS INC COM 5,659 1,756 45.01 137,250
APPLE INC COM 5,149 582 12.74 39,524
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 5,060 278 5.80 63,033
KROGER CO COM 4,910 1,006 25.77 68,477
ORANGE SPONSORED ADR 4,637 4,637 New 276,525
ISHARES TR IBOXX INV CP ETF 4,351 243 5.92 35,768
VANGUARD BD INDEX FD INC INTERMED TERM 4,326 247 6.06 50,025
TATA MTRS LTD SPONSORED ADR 4,275 1,851 76.36 101,527
NORTHERN LTS FD TR GRNT HRBR TAC FD 4,268 4,268 New 391,532
PROSHARES TR PSHS LC COR PLUS 4,255 517 13.85 41,409