EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 06/30/2014

Position Statistics

Total Positions 543
New Positions 108
Increased Positions 366
Decreased Positions 177
Positions with Activity 543
Sold Out Positions 42
Total Mkt Value (in $ millions) 575

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.24%
Capital Goods 2.15%
Conglomerates 0.14%
Consumer Cyclical 1.41%
Consumer/Non-Cyclical 1.6%
Energy 2.48%
Financial 67.41%
Healthcare 2.91%
Services 4.94%
Technology 4.88%
Transportation 0.55%
Utilities 0.85%

366 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES 3-7 YR TR BD ETF 85,778 81,841 2,078.98 707,036
SPDR SERIES TRUST BRCLYS 1-3MT ETF 40,311 10,736 36.30 880,930
SPDR S&P 500 ETF TR TR UNIT 30,257 18,478 156.86 153,575
VANGUARD INDEX FDS REIT ETF 28,845 2,067 7.72 401,463
NORTHERN LTS FD TR III SWAN DEF RSK I 28,348 28,348 New 2,404,386
PIMCO ETF TR 1-3YR USTREIDX 14,951 6,543 77.82 293,741
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 11,809 2,190 22.77 414,918
ISHARES TR TIPS BD ETF 6,212 5,685 1,079.61 55,430
NORTHERN LTS FD TR GRNTHRBR ALT FD 5,726 5,726 New 534,664
SPDR SERIES TRUST BRC HGH YLD BD 5,201 363 7.51 129,452
NORTHERN LTS FD TR GRNT HRBR TAC FD 4,361 4,361 New 387,683
SPDR SERIES TRUST NUVN BR SHT MUNI 3,568 382 12 146,194
APPLE INC COM 3,382 371 12.31 33,568
PROSHARES TR PSHS LC COR PLUS 2,961 351 13.47 30,828
REPUBLIC SVCS INC COM 2,763 1,892 217.27 70,820
MARKET VECTORS ETF TR EMKT HIYLD BD 2,623 799 43.78 102,815
YAHOO INC COM 2,593 801 44.71 63,624
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 2,437 132 5.74 48,582
CITIGROUP INC COM NEW 2,275 578 34.05 43,909
CREDIT SUISSE NASSAU BRH INVRS VIX STERM 2,053 512 33.26 53,686