EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 03/31/2014

Position Statistics

Total Positions 496
New Positions 59
Increased Positions 304
Decreased Positions 192
Positions with Activity 496
Sold Out Positions 59
Total Mkt Value (in $ millions) 482

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.2%
Capital Goods 2.44%
Conglomerates 0.16%
Consumer Cyclical 1.32%
Consumer/Non-Cyclical 1.48%
Energy 2.22%
Financial 75.14%
Healthcare 2.81%
Services 4.58%
Technology 5.62%
Transportation 0.44%
Utilities 1.35%

304 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 68,602 8,396 13.95 265,096
SPDR SERIES TRUST BRCLYS 1-3MT ETF 29,575 22,529 319.72 646,312
VANGUARD INDEX FDS REIT ETF 28,023 25,210 896.09 372,695
VANGUARD BD INDEX FD INC TOTAL BND MRKT 26,912 18,206 209.14 328,593
SPDR SERIES TRUST BRCLYS INTL ETF 10,988 5,102 86.69 181,406
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 9,896 5,398 120 337,973
PIMCO ETF TR 1-3YR USTREIDX 8,401 1,504 21.81 165,190
ISHARES IBOXX INV CP ETF 4,228 36 .85 35,598
ISHARES 3-7 YR TR BD ETF 3,938 3,480 758.64 32,448
SPDR SERIES TRUST NUVN BR SHT MUNI 3,178 146 4.82 130,530
ISHARES RUS 1000 VAL ETF 2,875 947 49.10 28,424
APPLE INC COM 2,851 499 21.24 29,890
POWERSHARES QQQ TRUST UNIT SER 1 2,714 55 2.09 28,578
PROSHARES TR PSHS LC COR PLUS 2,607 543 26.33 27,169
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 2,309 166 7.76 45,945
ISHARES 1-3 YR TR BD ETF 2,267 16 .71 26,839
SAFEWAY INC COM NEW 2,089 928 79.86 60,595
ISHARES JP MOR EM MK ETF 1,935 238 14.05 16,711
MARKET VECTORS ETF TR EMKT HIYLD BD 1,897 1,089 134.73 71,510
CREDIT SUISSE NASSAU BRH INVRS VIX STERM 1,871 187 11.08 40,288