EQIS CAPITAL MANAGEMENT, INC. Information

1000 4TH ST., STE 650, SAN RAFAEL, California, 94901, (800) 949-9936

Report Date: 06/30/2014

Position Statistics

Total Positions 543
New Positions 108
Increased Positions 366
Decreased Positions 177
Positions with Activity 543
Sold Out Positions 42
Total Mkt Value (in $ millions) 589

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.38%
Capital Goods 2.21%
Conglomerates 0.14%
Consumer Cyclical 1.4%
Consumer/Non-Cyclical 1.57%
Energy 2.59%
Financial 67.24%
Healthcare 2.84%
Services 4.89%
Technology 4.99%
Transportation 0.53%
Utilities 0.84%

543 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES 3-7 YR TR BD ETF 86,145 82,192 2,078.98 707,036
SPDR SERIES TRUST BRCLYS 1-3MT ETF 40,311 10,736 36.30 880,930
VANGUARD INDEX FDS REIT ETF 31,061 2,226 7.72 401,463
SPDR S&P 500 ETF TR TR UNIT 30,638 18,710 156.86 153,575
NORTHERN LTS FD TR III SWAN DEF RSK I 28,492 28,492 New 2,404,386
PIMCO ETF TR 1-3YR USTREIDX 14,961 6,547 77.82 293,741
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 12,095 2,243 22.77 414,918
ISHARES IBOXX HI YD ETF 8,848 -43 (0.49) 93,769
ISHARES TR TIPS BD ETF 6,373 5,833 1,079.61 55,430
NORTHERN LTS FD TR GRNTHRBR ALT FD 5,801 5,801 New 534,664
SPDR SERIES TRUST BRCLYS INTL ETF 5,769 -5,101 (46.93) 96,276
PIMCO ETF TR TOTL RETN ETF 5,521 -4,150 (42.91) 50,540
SPDR SERIES TRUST BRC HGH YLD BD 5,350 373 7.51 129,452
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4,654 -99 (2.08) 58,034
NORTHERN LTS FD TR GRNT HRBR TAC FD 4,416 4,416 New 387,683
ISHARES TR IBOXX INV CP ETF 4,221 -37 (0.87) 35,288
VANGUARD BD INDEX FD INC INTERMED TERM 3,846 -12 (0.32) 45,264
SPDR SERIES TRUST NUVN BR SHT MUNI 3,567 382 12 146,194
APPLE INC COM 3,376 370 12.31 33,568
PROSHARES TR PSHS LC COR PLUS 3,011 357 13.47 30,828